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22 May 2018, 2:12 pm
The post Investment Funds Authority Ildiko Duckor Demystifies Quant Funds and Their Risks appeared first on Investment Fund Law Blog. [read post]
22 May 2018, 2:12 pm
The post Investment Funds Authority Ildiko Duckor Demystifies Quant Funds and Their Risks appeared first on Investment Fund Law Blog. [read post]
1 Nov 2011, 4:38 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu An investment adviser must ensure that its IARD account is adequately funded to cover payment of all applicable registration renewal fees and notice filing fees. [read post]
17 Jan 2012, 1:34 pm
Written by Jay Gould, Ildiko Duckor and Peter Chess The Commodity Futures Trading Commission (CFTC) released a Final Rule on January 11, 2012, on the Registration of Swaps Dealers (SDs) and Major Swap Participants (MSPs). [read post]
14 Feb 2011, 1:22 pm
Written by Ildiko Duckor and Michael Wu The Commodity Futures Trading Commission (the “CFTC”) recently issued a proposed rule regarding commodity pool operators (“CPOs”) that would rescind the exemptions from CPO registration under CFTC Rules 4.13(a)(3) and 4.13(a)(4). [read post]
20 Mar 2015, 12:00 pm
Ildiko Duckor provides strategic and legal advice for clients in the investment management industry. [read post]
20 Mar 2015, 12:00 pm
Ildiko Duckor provides strategic and legal advice for clients in the investment management industry. [read post]
26 Oct 2015, 9:52 am
Ildiko Duckor, co-head of Pillsbury’s Investment Funds & Investment Management practice, thanked all those clients who have “so eloquently praised our services and contributions to their businesses. [read post]
12 Jul 2011, 4:16 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu Effective on September 19, 2011, investors that pay performance fees to an adviser must either have at least $1 million managed by the adviser or a net worth of at least $2 million. [read post]
16 Jul 2015, 4:00 pm
Pillsbury partners, Ildiko Duckor and Sarah Good, will participate in the 100 Women in Hedge Funds sponsored event titled “HOT topics in Compliance: Conflicts of Interests in Account Management and more” on July 28, 2015. [read post]
9 Jan 2012, 2:54 pm
Written by Jay Gould, Ildiko Duckor and Peter Chess On January 4, 2012, the Securities and Exchange Commission (SEC) released a National Examination Risk Alert addressing investment adviser use of social media. [read post]
1 Dec 2011, 11:41 am
Written by Ildiko Duckor An entity that meets the definition of a “Large Trader” after October 3, 2011 must file its initial Form 13H with the SEC by December 1, 2011 to be assigned a large trader identification number (LTID). [read post]
25 Oct 2016, 1:54 pm
Partner Ildiko Duckor, who is co-leader of the firm’s Investment Funds & Investment Management practice, accepted the honor at the awards ceremony, which was held at New York’s Cipriani restaurant on October 20. [read post]
18 Nov 2015, 11:59 pm
In the following guest post, Ildiko Duckor, Sarah A. [read post]
21 Mar 2014, 7:14 am
Written by: Ildiko Duckor The California Commissioner of Business Oversight (“Commissioner”) recently amended California’s custody rule 10 C.C.R. [read post]
21 Mar 2014, 7:14 am
Written by: Ildiko Duckor The California Commissioner of Business Oversight (“Commissioner”) recently amended California’s custody rule 10 C.C.R. [read post]
27 Jul 2017, 3:00 pm
Ildiko Duckor, co-head of Pillsbury’s investment funds practice, will moderate the program. [read post]
27 Jul 2017, 3:00 pm
Ildiko Duckor, co-head of Pillsbury’s investment funds practice, will moderate the program. [read post]
2 Mar 2012, 4:26 pm
Written by: Ildiko Duckor and Peter Chess In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers. [read post]
7 Jul 2016, 1:30 pm
They, along with a tenured hedge fund consulting professional, and Ildiko Duckor, co-head of Pillsbury’s Investment Funds practice will discuss how to build and scale an institutional quality business, address strategy marketability and infrastructure, cover legal and compliance considerations and tackle successful fundraising techniques. [read post]
