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18 Mar 2013, 2:25 pm
Session 4: Bank Governance, Remuneration and ResolutionChaired by: Colin Mayer with briefing from Tom Snels, DG Markt and presentations from Arturo Bris, Christoph Van der Elst, Holger Fleischer, Klaus Hopt, Peter Muelbert and Alessio Pacces This report summarises the main observations of the participants. [read post]
6 Sep 2006, 8:31 pm
The Act eliminates the requirement for an independent financial adviser to review the structured settlement factoring transaction before Court approval and replaces it with a notification standard (i.e notify that they should seek independent advice). [read post]
29 Aug 2017, 9:04 pm
A bank investment group wants him removed while the JBS S.A. [read post]
13 Dec 2013, 10:52 am
(Disclosure: The law firm of Goldstein & Russell, P.C., whose attorneys contribute to this blog in various capacities, is among the counsel to the petitioner in Loughrin, but the author of this post operates independently of the law firm.) [read post]
11 Aug 2010, 7:24 am
Among the deficient disclosures, which are highly significant, were: Morgan Stanley failed to disclose the receipt of investment banking and non-investment banking revenue from andquot;subjectandquot; companies; Morgan Stanley failed to disclose its role as a underwriter, manager, or co-manager, of public offerings for the andquot;subjectandquot; companies; Morgan Stanley failed to disclose that it acted as andquot;market makerandquot; for certain andquot;subjectandquot;… [read post]
9 Apr 2015, 1:00 pm
” In March 2013, the District Court granted summary judgment to the plaintiffs, based both (and independently) on the general authority in TRIA and the specific §8772 authority from 2012. [read post]
15 May 2012, 7:25 am
And they're not completely independent, as a foreclosure is a prepayment. [read post]
21 Mar 2014, 11:14 am
You must maintain those assets with a “qualified custodian” such as a bank, trustee, or prime broker. [read post]
27 Mar 2015, 1:21 pm
The Bank of N.Y. [read post]
10 Sep 2009, 4:49 pm
The Division of Finance questioned whether the requested powers would make the AG a de facto bank regulator on par with the Division and the bank’s federal regulators. [read post]
22 May 2021, 3:53 pm
” RFE/RL is an independent media company funded by a grant from the U.S. [read post]
16 Jan 2022, 4:22 pm
Mr Banks denies that his claim is vexatious. [read post]
17 Jul 2020, 5:51 am
Do Bank Insiders Impede Equity Issuances? [read post]
16 Mar 2018, 1:22 pm
Where the TPPs are data controllers, which is more likely to be the case, the bank, and the TPPs will need to decide whether they act as independent data controllers, joint controllers or co-controllers. [read post]
6 Feb 2014, 1:40 pm
Babiarz told clients he was a broker agent for Fidelity Brokerage Services when in fact he was conducting business as an independent advisor. [read post]
11 May 2022, 7:39 am
The PSR Panel provides independent advice and input to the PSR on an ongoing basis. [read post]
13 May 2021, 11:37 am
He also actually went home, to Independence Missouri, and moved into a modest house he didn't own. [read post]
28 Nov 2012, 5:57 am
DREAMers with legal status are likely to open bank accounts, buy homes, and demonstrate stable patterns of consumer spending. [read post]
19 Nov 2010, 8:05 am
The Federal Reserve Bank, by law and practice, acts independently of the Administration, but President Obama rushed publicly to the Bank’s defense with a letter to his G-20 partners, effectively endorsing the Bank’s plan. [read post]
26 Dec 2013, 6:56 pm
” The Wang’s Partner Inc and First Republic Bank enforcement actions are not unique. [read post]
