Search for: "Kara M. Stein, U.S. Securities and Exchange Commission," Results 1 - 20 of 47
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Lectures
24 Sep 2019, 8:26 am by mes286
Brooklyn Law School— Kara M. [read post]
Legal Scholarship Blog - http://legalscholarshipblog.com
Commissioner Stein Remarks on U.S. Securities-Based Crowdfunding
3 Mar 2017, 6:19 am
Securities and Exchange Commission, on Friday, March 3, 2017 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Keeping Pace with Digital Disruption in our Securities Marketplace
6 Mar 2015, 6:04 am by Kara M. Stein, U.S. Securities and Exchange Commission,
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement from Commissioner Stein on Regulation S-K
14 Apr 2016, 6:23 am
Securities and Exchange Commission, on Thursday, April 14, 2016 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
13 Oct 2018, 7:21 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Commissioner Stein Supporting Statement on the Proposed Universal Proxy Rule
27 Oct 2016, 6:43 am
Securities and Exchange Commission, on Thursday, October 27, 2016 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 3–9, 2017
10 Mar 2017, 6:09 am
Securities-Based Crowdfunding Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
What Lies Ahead? The SEC in 2016
24 Feb 2016, 6:16 am
Securities & Exchange Commission, on Wednesday, February 24, 2016 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Disclosure in the Digital Age
11 May 2016, 6:10 am
Posted by Kara M Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on Securities Market Regulation
24 Jan 2018, 6:12 am
Securities and Exchange Commission, on Wednesday, January 24, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Public Company Cybersecurity Disclosures
23 Feb 2018, 6:15 am
Securities and Exchange Commission, on Friday, February 23, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rules for US and Non-US Person’s Security-Based Swaps Dealing
14 May 2015, 1:06 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Increasing Transparency of Alternative Trading Systems
24 Nov 2015, 5:59 am
Securities and Exchange Commission, on Tuesday, November 24, 2015 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Improving Information for Investors in the Digital Age
25 Oct 2018, 6:29 am
Securities and Exchange Commission, on Thursday, October 25, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rule on Pay Versus Performance
6 May 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Vision for Data at the SEC
3 Nov 2016, 1:03 am
Securities and Exchange Commission, on Thursday, November 3, 2016 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Lighting Our Capital Markets
14 Jul 2017, 6:20 am
Securities and Exchange Commission, on Friday, July 14, 2017 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance
15 Feb 2018, 6:43 am
Securities and Exchange Commission, on Thursday, February 15, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov