Posts tagged with: "Ponzi"
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22 May 2009, 9:48 am
May 22, 2009Via Telecopier and Federal ExpressThe Honorable Douglas ShulmanCommissioner, Internal Revenue Service1111 Constitution Avenue, N.W.Department of TreasuryWashington, DC 20224Dear Commissioner Shulman: I do not know whether you are aware that in July of 2004, in the midst of Harry Markopolos’ revelations to the SEC that Bernard Madoff was operating a Ponzi scheme, the Internal Revenue Service placed its imprimatur on Madoff by approving his company as a non-bank custodian… [read post]
22 Apr 2010, 1:39 pm
Alas, even though Judge Chin has presided over some major matters — such as the Bernie Madoff case, in which he gave the Ponzi schemer 150 years, and the Google Books settlement talks — we were still mistaken for Judge Lance Ito by several people. [read post]
19 Feb 2021, 7:40 am
In the past, FINRA has barred broker’s from the industry for participating in ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
28 Sep 2009, 5:00 am
With this background in mind, we will devote a series of posts to the future of the SEC, with most of the emphasis on the current efforts at reinvention, a process given particular immediacy with the problems surrounding the failure to detect the Madoff ponzi scheme. [read post]
23 Nov 2019, 8:55 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
14 Mar 2018, 1:30 pm
He noted a token called PonziCoin, which actually described itself as a “the world’s first legitimate Ponzi scheme,” yet raised $250,000. [read post]
8 Mar 2021, 12:19 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
28 Apr 2022, 8:39 am
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
28 Feb 2023, 7:11 am
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
11 Dec 2014, 11:43 am
Visit the Wall Street Journal’s section for more articles on the Madoff Ponzi Scheme. [read post]
26 Aug 2020, 8:08 am
Many alleged fraudsters and Ponzi schemes offer free meals to seniors and place high pressure on them to invest. [read post]
28 Aug 2022, 8:09 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
24 Jan 2022, 2:01 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
23 Aug 2010, 8:48 am
The SEC inspected Bernard Madoff's operations several times without discovering his multibillion-dollar Ponzi scheme. [read post]
10 May 2020, 5:48 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
18 May 2010, 3:47 am
– Ponzi scheme, with total loss to investors of around $60 million. [read post]
16 Nov 2016, 8:33 am
McCarthy Lebit’s securities lawyers, Hugh Berkson and Jay Salamon, represent investors who have lost money as a result of stockbroker misconduct, investment fraud, and Ponzi schemes. [read post]
16 Aug 2010, 7:11 am
Irate law school grads say they were misled about job prospects [Newark Star-Ledger] ‘A Big Ponzi Scheme’: More on the Ire Directed Toward Law Schools [WSJ Law Blog] [read post]
29 Oct 2013, 8:07 am
While many claims are filed against large Wall Street firms, unfortunately some of the worst investment frauds, such as Ponzi schemes, are often the most difficult for the defrauded investor to find a viable source for relief. [read post]
14 Apr 2023, 9:24 am
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
