Posts tagged with: "Ponzi"
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9 Dec 2019, 3:51 am
Lester Burroughs has Civil actions pending for his scheme to defraud retail investors from at least November 2012 to at least January 2019, Burroughs misappropriated advisory client money for his own personal use, created and sold fictitious investment products to clients and engaged in a Ponzi-like schemed by paying back some advisory clients with money stolen from other advisory clients. [read post]
28 May 2020, 12:57 pm
Unfortunately for investors, GPB stopped making dividend payments in 2018 and there have been a series of negative developments, including: A former partner accuses GPB of being a Ponzi scheme. [read post]
20 Oct 2020, 7:20 am
The company has been accused of being a Ponzi scheme and is being sued by a former partner and investors. [read post]
12 Mar 2009, 10:46 am
Based on my prior experience in ponzi scheme cases and other fraudulent conveyance cases, there are some viable defenses for those investors. [read post]
12 Sep 2016, 3:47 am
The amendment has the effect of preserving investor-protection rules set up in the wake of the Bernard Madoff Ponzi scheme. [read post]
15 Sep 2020, 7:52 am
Our attorney’s have recovered money from brokerage firms which fail to prevent theft of client funds, Ponzi schemes and elder financial frauds. [read post]
19 Dec 2008, 7:04 pm
I'm pretty sure that poor Charles Ponzi is turning over in his grave at the moment.But President-elect Obama has a plan that I hope will move us in a better direction toward protecting the environment and making our country a little more "green. [read post]
23 May 2007, 4:15 pm
During her March 29, 2006 testimony before the Senate, NASAA President, Patricia Struck outlined several cases of senior investment fraud handled by NASAA members, including one case in which a trusted church official operated a Ponzi scheme that victimized a total of 117 friends, relatives and parishioners (mostly seniors) of over $6 million. [read post]
7 Jul 2021, 2:01 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
27 Apr 2022, 12:56 pm
In the past, FINRA has barred broker’s from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
27 Jan 2012, 6:55 am
Moreover, FINRA found that the firm should have been particularly careful to scrutinize each of the issuer’s offerings given the purported high rates of return but did not take the necessary steps, through obtaining financial information or otherwise, to ensure that these rates of return were legitimate, and not payable from the proceeds of later offerings, in the manner of a Ponzi scheme. [read post]
15 Aug 2011, 2:14 pm
Common examples securities fraud schemes may, however, include: Market manipulation of securities prices or volumes Misstatements or omissions of fact about a company (including in statements submitted to the SEC) Offering fraudulent or unregistered securities Corporate mismanagement resulting in breach of fiduciary duties to shareholders Fraudulent accounting practices to misrepresent corporate assets Insider trading Abusive short selling practices Backdating stock options Ponzi, pyramid,… [read post]
22 Feb 2013, 7:46 pm
In addition, there was testimony that the defendant had made reference to his plan as a "Ponzi scheme". [read post]
3 Jul 2011, 6:33 am
https://newyorkuncontesteddivorcelawyer.com/does-watching-porn-lead-to-a-divorce/ # Check this out:: Schwarzenegger and Shriver Separation https://newyorknofaultdivorceattorney.com/schwarzenegger-and-shriver-separation/ # Former Contestant on Show Blames Jerry Seinfield for Divorce: http://bit.ly/lUZuMs # Twitter Updates for 2011-06-28: http://bit.ly/m1uo2b # Check this out:: Divorce Makes Us Stronger https://newyorkuncontesteddivorcelawyer.com/divorce-makes-us-stronger/ # RT @nydivorceatty: Credit… [read post]
5 Jan 2024, 1:41 pm
In the past, FINRA has barred broker’s from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
22 Sep 2022, 10:00 am
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
26 May 2021, 7:01 am
They are accused of running a “Ponzi-like scheme”. [read post]
20 Dec 2015, 12:19 pm
Specific crimes in this area can include Medicare over billing, kickbacks to public officials, securities fraud, ponzi schemes and illegal gambling activities. [read post]
25 Oct 2023, 8:05 am
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
29 Jun 2012, 5:11 am
Bernard Madoff’s Brother Expected to Plead Guilty to Criminal Charges by Chad Bray in WSJ.com’s Law Blog The brother of convicted Ponzi scheme operator Bernard Madoff will plead guilty to criminal charges Friday, marking the first time a family member has admitted guilt since the massive fraud came to light three-and-a-half years ago. [read post]
