Posts tagged with: "financial+services" Results 41 - 60 of 82,977
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Osaic Wealth: Regulatory History Overview
7 May 2024, 7:35 am by The White Law Group
(formerly Royal Alliance Associates), SagePoint Financial, Inc., and Woodbury Financial Services, failed to obtain verification by an independent public accountant of client funds and securities they had custody of due to agreements with a clearing firm. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The Constitutional Right to Protest at Universities
7 May 2024, 7:12 am by Scott Bomboy
The Supreme Court ruled in a 7-2 decision written by Justice Byron White in favor of the National Park Service. [read post]
Constitution Daily - https://constitutioncenter.org/blog
Understanding the Basics of Nebraska Probate: Will vs. Trust
7 May 2024, 6:00 am by Evangelina Cantu
Each situation is unique depending on the individual client’s goals and financial situation. [read post]
Spencer Fane Insights - https://www.spencerfane.com/insights/thought-leadership/
FTC’s Non-Compete Rule: A Step Towards Worker Freedom or Regulatory Overreach?
7 May 2024, 5:49 am by Rob Robinson
 The judge granted a stay to consider the possibility of consolidating this case with another similar lawsuit filed by Ryan, a global tax services and software provider. [read post]
ComplexDiscovery - https://complexdiscovery.com/
LSB one year on report – access for deaf customers in banking and credit
7 May 2024, 5:38 am by Simon Lovegrove (UK) and Anita Edwards
The report included insights and considerations aimed at helping the financial services industry to understand deaf cultures and address remaining areas of inaccessibility for deaf people. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
New issue of Music & Copyright with Canada country report
7 May 2024, 3:21 am by musicandcopyright
SOCAN is yet to publish its full financial results for 2023. [read post]
Music & Copyright's Blog - http://musicandcopyright.wordpress.com
Blog Post: New Practice Note: OIG General Compliance Program Guidance Overview!
6 May 2024, 10:00 pm by Sherica Celine
Department of Health and Human Services for use by healthcare organizations. [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
Join the Discussion on AI Regulation in the Financial Services Sector
6 May 2024, 10:00 pm
Please join us on Monday, May 13, 2024 at 12:00–1:00 pm ET as partners Steven Stone, Mike Pierides and Kristin Lee cover the latest US, UK, and European financial services regulatory expectations regarding artificial intelligence (AI). [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Varghese Summersett Awards, Honors, and Recognition
6 May 2024, 7:14 pm by Benson Varghese
Varghese Summersett’s receipt of this award underscores their dedication to ensuring justice is accessible to all, regardless of financial means. [read post]
Divorce and Family Law Blog - https://familytexas.com/news/
Varghese Summersett Awards, Honors, and Recognition
6 May 2024, 7:14 pm by Benson Varghese
Varghese Summersett’s receipt of this award underscores their dedication to ensuring justice is accessible to all, regardless of financial means. [read post]
Personal Injury Law Blog - https://versusinjury.com/blog/
Varghese Summersett Awards, Honors, and Recognition
6 May 2024, 7:14 pm by Benson Varghese
Varghese Summersett’s receipt of this award underscores their dedication to ensuring justice is accessible to all, regardless of financial means. [read post]
Versus Texas Criminal Defense Blog - https://www.versustexas.com/blog/
Eddy Blizzard Sentenced for Stealing $1M+ from Client
6 May 2024, 7:03 pm by The White Law Group
FINRA BrokerCheck – Eddy Blizzard The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with The Financial Industry Regulatory Authority (FINRA). [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Michael Gravelyn, Northwestern Mutual, Barred by FINRA
6 May 2024, 11:52 am by admin
FINRA BrokerCheck Report – Michael Gravelyn  According to this FINRA BrokerCheck report, Michael Gravelyn was affiliated with the following firms during his career, among others: 09/07/2017 – 05/11/2023, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881), GRAND RAPIDS, MI, B, 05/25/2017 – 06/14/2017, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881), GRAND RAPIDS, MI The FINRA BrokerCheck tool is a free online tool that allows investors to… [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Domestic Violence Restraining Orders Can Now be Filed in Pittsburg
6 May 2024, 11:47 am by Yosi Yahoudai
MyCitations allows Court users to look up citations online, and to request a reduction in the amount owed based on their financial situation, a payment plan, more time to pay, or community service. [read post]
J&Y Personal Injury Blog - https://jnylaw.com/blog/
Summer Reading Staff Picks
6 May 2024, 8:41 am by J. Michael Goodson Law Library
" – Wick Shreve, Head of Scholarly Services and Senior Lecturing Fellow No One Would Listen: A True Financial Thriller, by Harry Markopolos (2010). [read post]
The Goodson Blogson - http://dukelawref.blogspot.com/