Search for: "Agency for Consumer Equity, Inc."
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21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
15 Apr 2024, 6:48 am
Much of those fights among private equity companies are waged behind closed doors in arbitration. [read post]
9 Apr 2024, 2:41 pm
Lyft Inc., UI Dec. [read post]
5 Apr 2024, 3:07 am
With this approach, Nathaniel aims to help consumer-facing companies streamline their businesses over the counter, over the phone, or on the go. In tandem with Punchey, Nate also founded Stevens Ventures, an investment fund offering the possibility to explore new and innovative models in consumer markets by providing private equity investments in early-stage private companies run by exceptional entrepreneurs. This brings us to today! [read post]
22 Dec 2023, 11:00 am
Solutions Law Press, Inc. invites you to receive future updates by registering on our Solutions Law Press, Inc. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
15 Nov 2023, 6:26 am
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
14 Nov 2023, 9:01 pm
“Last fiscal year’s results demonstrate yet again the Division’s effectiveness—working alongside colleagues throughout the agency—in following the facts and the law wherever they lead to hold wrongdoers accountable. [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
31 Oct 2023, 9:05 pm
A $4.69 billion verdict awarded in a 2020 case accelerated this trend.[4] The principal Johnson & Johnson subsidiary producing baby powder, Johnson & Johnson Consumer Inc. [read post]
24 Oct 2023, 2:36 pm
Anesthesia Partners, Inc. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
1 Aug 2023, 4:27 pm
Federal Regulatory Environment for ESG Since the SEC announced the creation of a Climate and ESG Task Force within its Division of Enforcement (the “Task Force”) in 2021, the agency has been stepping up its ESG examination function as well as other enforcement mechanisms.[7] Because there is no single ESG disclosure scheme, it can be difficult for investors and consumers to understand the true impact of ESG factors for specific companies.[8] The Task Force therefore… [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
16 Jul 2023, 9:01 pm
InCoinbase, Inc. [read post]
14 Jul 2023, 10:21 am
The novel funding approach allows the agency to ignore states’ concerns and their traditional oversight role, according to the brief. . . . [read post]
26 May 2023, 12:08 pm
An unfavorable market conduct exam serves as nothing more than a slap on the wrist if consumers and their advocates do not have access to them. [read post]
10 May 2023, 4:00 am
Fundamental Law for Journalists Author: Mark Bourrie Publisher: Irwin Law Inc. [read post]
27 Mar 2023, 9:01 pm
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
