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7 Feb 2024, 7:57 am by Karen Gullo
This would have a chilling effect on essential security research globally and hinder researchers' ability to contribute to global cybersecurity. [read post]
30 Jul 2008, 9:05 pm
The Swiss banking giant UBS has suspended David Schulman, the head of its U.S. fixed income unit and global head of municipal securities, Reuters reports. [read post]
1 Jul 2019, 12:43 pm by Silver Law Group
  Citigroup Global Markets Inc   Merrill Lynch, Pierce, Fenner & Smith Inc Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
21 May 2020, 7:05 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Cline, Kevin   Source Capital Group, Inc   Ridgemont Securities, Inc   Delaney, Maxwell   Brill Securities, Inc   National Securities Corporation   Henrich, Todd   National… [read post]
13 Sep 2011, 10:08 am by Andrew Ramonas
A co-chairwoman of Covington & Burling’s global privacy and data security practice will move to Facebook Inc. in mid-October, the social networking website announced Tuesday. [read post]
5 Dec 2011, 6:16 am by Andrew Ramonas
Securities and Exchange Commission and Citigroup Global Markets Inc. last week, Jenna Greene explores whether companies would settle with federal agencies if forced to admit wrongdoing. [read post]
13 Apr 2015, 6:12 am by Mark Astarita
The SEC charged Houston-based global technology and engineering firm KBR Inc. with violating whistleblower protection Rule 21F-17 enacted under the Dodd-Frank Act. [read post]
23 May 2019, 7:43 am by Silver Law Group
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Cody, Jill   Concorde Investment Services, LLC   Westminster Financial Securities, Inc   Cody, Richard   IFS… [read post]
15 Oct 2021, 2:29 am by INFORRM
Register or learn more here. ● Columbia Global Reports is hosting an online event “Vanishing Freedom in China and Beyond at the Hands of Technology” where Columbia political science professor Andrew J. [read post]
20 Oct 2019, 7:00 am by Race to the Bottom
The Securities and Exchange Commission (the “SEC”) and Bitqyck, Inc. and its founders, Bruce E. [read post]