Search for: "Brown v. U.S. Securities and Exchange Commission"
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3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
6 Mar 2024, 9:01 pm
The Commission is a securities regulator without statutory authority or expertise to address political and social issues. [read post]
5 Mar 2024, 6:55 am
Securities and Exchange Commission rules on potential conflicts of interest stemming from having an attorney on the board who’s employed by a law firm that receives work from the company. [read post]
5 Feb 2024, 10:06 am
In Brown Goldstein Levy LLP v. [read post]
17 Dec 2023, 9:03 pm
As the petition acknowledges, offerings of crypto asset securities have been registered or qualified under those existing securities laws.[6] The securities laws also require any person who acts as a securities intermediary—such as a broker-dealer, exchange, clearing agency, or transfer agent—to register with the Commission and thereby comply with specific statutory and regulatory requirements. [read post]
1 Dec 2023, 3:00 am
Senate contests like Sherrod Brown’s in Ohio and Jon Tester’s in Montana. [read post]
30 Nov 2023, 4:28 am
ShareWednesday’s argument in Securities and Exchange Commission v. [read post]
22 Nov 2023, 10:58 am
On Nov. 29, the justices will hear oral argument in Securities and Exchange Commission v. [read post]
15 Nov 2023, 1:13 pm
Jarkesy (22-859) In this case, the Court is considering questions related to statutory provisions involving the Securities and Exchange Commission and its ability to seek civil penalties under the Seventh Amendment; the enforcement of securities laws through agency adjudications; and a question about for-cause removal protection for administrative law judges. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
24 Aug 2023, 9:05 pm
Securities and Exchange Commission (SEC) voted to reform transparency rules for private equity and hedge funds, which together manage about $20 trillion in assets. [read post]
14 Aug 2023, 5:36 am
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
