Search for: "COR Clearing, LLC"
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17 May 2023, 1:27 pm
To overcome this challenge, consider establishing clear communication guidelines and expectations with your legal service provider from the onset of your engagement. [read post]
9 Jan 2023, 4:37 am
Brunetti himself found that out last year when his attempt to register "FUCK" failed to clear that hurdle. [read post]
3 Jun 2022, 6:53 pm
Cir. 2022), and any sub sidiary fact findings about extrinsic evidence for clear er ror, Forest Labs., LLC v. [read post]
13 May 2022, 10:54 am
These steps may include de-cluttering, new paint, modern finishes, and décor, and hopefully, the homeowner’s real estate agent is advising with the goal to obtain maximum market price. [read post]
6 Feb 2022, 1:30 pm
The plaintiff is a California corporation that provides residential design and decoration services, including the delivery, staging and leasing of home furnishings and décor. [read post]
23 Feb 2021, 11:38 am
Silver Law Group has investigated commissions and fees charged by Worden Capital Management LLC and COR Clearing. [read post]
16 Nov 2020, 3:31 am
" In re Rodeowave Entertainment, LLC, Serial No. 87801076 (November 13, 2020) [not precedential] (Opinion by Judge Christen M. [read post]
3 Jul 2019, 1:10 pm
Grasshopper House, LLC v. [read post]
18 Dec 2018, 11:12 am
According to FINRA Disciplinary actions for November 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Christopher Cervino Primary Capital, LLC COR Clearing LLC Abdul Chowdhury AXA Advisors, LLC JP Morgan Securities LLC Michael Durgin Hilltop Securities Inc.… [read post]
3 Dec 2018, 4:01 am
While each case stems from a unique set of facts, they all have in common failures to allocate IP ownership by means of clear contractual undertakings ex ante and/or failures to exercise due diligence at inception or during the life of the business. [read post]
5 Oct 2018, 8:25 am
As part of the settlement, COR has agreed to exit a key penny stock clearing business by significantly limiting the sale of penny stocks deposited at COR. [read post]
5 Oct 2018, 8:25 am
As part of the settlement, COR has agreed to exit a key penny stock clearing business by significantly limiting the sale of penny stocks deposited at COR. [read post]
26 Mar 2018, 12:06 pm
According to his FINRA Broker Check, Cervino was registered with Primary Capital in New York, NY from 10/30/2014 – 01/07/2016 and prior to that he was registered with COR Clearing LLC in Edison, NJ from 08/07/2013 – 10/29/2014. [read post]
27 Mar 2017, 7:12 am
According to his FINRA Broker Check, Cervino was registered with Primary Capital in New York, NY from 10/30/2014 – 01/07/2016 and prior to that he was registered with COR Clearing LLC in Edison, NJ from 08/07/2013 – 10/29/2014. [read post]
18 Nov 2016, 9:05 am
., LLC v. [read post]
19 Mar 2015, 3:58 pm
COR Clearing, LLC, 20 F.Supp.3d 719 (D. [read post]
15 Feb 2015, 12:58 pm
C-COR, Inc.,413 F.3d 1361, 1369 (Fed. [read post]
23 Sep 2014, 1:10 pm
COR Clearing, LLC. [read post]
27 Jun 2014, 1:14 pm
C-COR, Inc., 413 F.3d1361, 1369 (Fed. [read post]
28 May 2014, 6:14 am
The employee alleged that she was fired from her job as an accountant with Legent Clearing, LLC, a wholly owned subsidiary of COR Clearing, LLC, for internally reporting violations of FINRA rules and federal securities laws, including anti-money-laundering provisions and the Bank Secrecy Act of 1970. [read post]