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7 Jun 2024, 6:44 am
Matthew Grady Barclays Capital Inc. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
24 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 24, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 17-23, 2024 Statement by Chair Gensler on Amendments to Regulation S-P Posted by Gary Gensler, U.S. [read post]
22 May 2024, 11:15 pm
Advisory, Inc. and various management and operations roles at Bloomberg LP. [read post]
22 May 2024, 11:15 pm
Advisory, Inc. and various management and operations roles at Bloomberg LP. [read post]
14 May 2024, 9:05 pm
Inc, which focuses on securities regulation but is nonetheless relevant for the corporate governance aspects of board observers, exemplifies the protective benefits of board observers in litigation. [read post]
13 May 2024, 6:41 am
One person who fulfills both capacities will necessarily have less time and attention to devote to any singular role, leading to less effective management of legal risks. [read post]
9 May 2024, 2:00 pm
Groat, President jamegroat3@gmail.com 2 Tartan Machinery Sales, Inc., allegedly a Texas corporation (but not listed as such with the TXSOS; rather as Tartan Machinery Sales, LLC) 24501 Hufsmith Kohrville Rd. [read post]
7 May 2024, 7:35 am
The advisers, including FSC Securities Corporation, Osaic Wealth, Inc. [read post]
2 May 2024, 2:27 pm
The “Inc. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
1 May 2024, 12:08 pm
In 2011, OnAsset granted a security interest in the ‘247 patent to Main Street Capital Corporation (“Main Street”) as part of a loan agreement. [read post]
29 Apr 2024, 10:00 pm
The tool covers licensing and capital requirements, conditions to doing business in the state, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority, for banking and non-banking institutions. [read post]
28 Apr 2024, 9:05 pm
Weltover, Inc., 112 S. [read post]
25 Apr 2024, 12:48 pm
Consultancy, Inc.; Joseph P. [read post]
24 Apr 2024, 12:16 pm
(Delphia) and Global Predictions Inc. [read post]
22 Apr 2024, 1:11 pm
For example, in In re GoHealth, Inc. [read post]
20 Apr 2024, 8:07 am
CS Disco Appoints Eric Friedrichsen as CEO CS Disco, Inc. [read post]
