Search for: "Connected Investors, Inc."
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2 Jun 2024, 9:01 pm
For one, timely investigations and resolutions address misconduct, protect investors, and promote accountability. [read post]
31 May 2024, 6:00 am
The collaboration uses open banking to help connect parties in a payment. [read post]
24 May 2024, 7:03 am
That investor group sold the company 15 months later to Ticketmaster. [read post]
21 May 2024, 9:01 pm
This means that it is possible to render advice to a retirement investor without being a fiduciary, so long as the relationship between the advice provider and the retirement investor is clearly defined and understood by all parties. [read post]
20 May 2024, 9:05 pm
See In re CarLotz, Inc. [read post]
13 May 2024, 6:41 am
It found that language stating that the second advisor “may provide” services to Nordic and its co-investors was misleading given that the advisor was in fact providing such services, creating a concurrent conflict. [read post]
8 May 2024, 2:26 pm
The behavioral economics field gives us principles that suggest the loss of social security benefits will yield strong emotional and/or litigious responses, with the potential for carry-over into the private pension sphere.[7] To summarize why this is likely to occur: (1) individuals—using the status quo as their reference point—tend to view change as either a gain or a loss from the status quo; (2) “[s]ince losses loom larger [people feel them more… [read post]
8 May 2024, 8:31 am
Enforcement Actions Against Delphia (USA) Inc. [read post]
7 May 2024, 7:35 am
The advisers, including FSC Securities Corporation, Osaic Wealth, Inc. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
1 May 2024, 10:16 pm
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
1 May 2024, 1:18 pm
McKesson also highlights the importance for relators to connect the evidence of concerns about the legality of the conduct at issue to the defendant’s key employees. [read post]
28 Apr 2024, 8:35 am
In January 2024, a Singaporean investor filed a report with the U.S. [read post]
25 Apr 2024, 12:48 pm
Consultancy, Inc.; Joseph P. [read post]
22 Apr 2024, 1:11 pm
Thus, generally speaking, it is difficult for investor plaintiffs to establish primary liability against a private equity firm and its sponsored funds under Sections 11 or 12 of the Securities Act in connection with a portfolio company’s IPO. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
17 Apr 2024, 10:19 am
The liabilities arising in connection with cyber incidents can be huge and are an increasing focus for businesses, large and small. [read post]
29 Mar 2024, 4:00 am
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
27 Mar 2024, 4:57 am
Inc. [read post]
19 Mar 2024, 3:10 am
And finally, if your company is in the business of manufacturing widgets, please do not change the name of the company to “AI Land, Inc. [read post]
