Search for: "Connective Licensing, LLC"
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20 Jun 2024, 3:01 pm
The SEC alleges that Kramer, by making convertible loans to microcap companies through 1800 Diagonal, Power Up and Geneva Roth, acted as a securities dealer without having the required securities licenses. [read post]
5 Jun 2024, 12:08 pm
Hussmann Rogers Law LLC is located at 48 N Vermilion St, Danville, IL 61832. [read post]
4 Jun 2024, 9:30 am
Dudesy, LLC, No. 24-00711 (C.D. [read post]
31 May 2024, 2:08 pm
(and its subsidiary Lockton Affinity LLC) and underwriter Chubb Ltd. [read post]
24 May 2024, 7:03 am
Ticketmaster was also required to license its ticketing platform to AEG—another major promoter and owner of venues—and Ticketmaster would be forbidden from servicing AEG venues in the future. [read post]
9 May 2024, 2:00 pm
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
6 May 2024, 11:52 am
FINRA has reportedly barred Gravelyn after his alleged refusal to produce requested information and documents in connection with its investigation of his resignation from the firm. [read post]
2 May 2024, 6:53 am
See In re Art Van Furniture, LLC, 617 B.R. 509, 519 (Bankr. [read post]
2 May 2024, 5:59 am
Additionally, they handle various community services such as building inspections, permitting, licensing, and even tree trimming, ensuring a safe and regulated environment for both the city’s residents and its animal population. [read post]
1 May 2024, 12:08 pm
LLC v. [read post]
29 Apr 2024, 9:36 am
LLC v. [read post]
28 Apr 2024, 8:35 am
Neither a construction permit nor a license application was filed by this licensee. [read post]
22 Apr 2024, 11:39 am
On February 23, 2024, in connection with an investigation into the circumstances giving rise to the Form U5 filed by NYLife, FINRA requested that Corcuchia appear for on-the-record testimony. [read post]
16 Apr 2024, 1:32 pm
You can use the tool to verify if a broker or brokerage firm is registered with FINRA, review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
11 Apr 2024, 5:59 pm
§ 271(f) in WesternGeco LLC v. [read post]
9 Apr 2024, 2:41 pm
In Raiser LLC (Uber) v. [read post]
4 Apr 2024, 7:38 am
This quarterly update highlights key legislative, regulatory, and litigation developments in the first quarter of 2024 related to artificial intelligence (“AI”), connected and automated vehicles (“CAVs”), and data privacy and cybersecurity. [read post]
3 Apr 2024, 2:58 am
Recruiters: Many recruitment agencies connect candidates with available job opportunities. [read post]
31 Mar 2024, 9:52 am
Lacerta Group, LLC, No. 2022-1954 (Fed. [read post]
25 Mar 2024, 8:51 am
., FTC No. 2123038 In re InMarket Media, LLC, FTC No. 2023088 In re Avast Limited, FTC No. 2023033 Two of the actions involved the collection of location data and the third involved the collection of browsing-related information. [read post]
