Search for: "Consolidated Trading, LLC"
Results 1 - 20
of 340
Sort by Relevance
|
Sort by Date
7 May 2024, 7:35 am
However, some advisory teams have departed Osaic due to the Lincoln acquisition and consolidation efforts. [read post]
1 May 2024, 10:16 pm
The White Law Group reviews the regulatory history of LPL Financial LLC. [read post]
27 Apr 2024, 2:02 pm
Ryan, LLC v. [read post]
4 Apr 2024, 7:38 am
The Basbanes suit has since been consolidated with Authors Guild, et al., v. [read post]
5 Mar 2024, 5:40 am
The records are kept and stored electronically and are all contained within the Consolidated Audit Trail, the authors noted.The existence of the data makes it possible to trace transactions using either first-in-first-out (FIFO) or last-in-first-out (LIFO) accounting assumptions for determining the cost of inventory. [read post]
1 Mar 2024, 3:30 am
” The rulemaking petition says that the 2023 decision in Slack Technologies, LLC v. [read post]
21 Feb 2024, 9:45 am
The respondent moved to partially dismiss portions of the consolidated complaint related to noncompete provisions on the grounds that noncompete agreements do not implicate the NLRA and are enforceable under state law. [read post]
31 Jan 2024, 11:31 am
– $2.9 million, Janney Montgomery Scott, LLC – $1.2 million, AXA Advisors, LLC – $600,000, and Stephens Inc. [read post]
5 Dec 2023, 9:05 pm
., LLC v. [read post]
30 Nov 2023, 4:50 am
Northern Arapaho Tribe and consolidated them for argument. [read post]
9 Nov 2023, 9:01 pm
In addition, the person must become a member of SIPC, adhere to a comprehensive regulatory regime, including the net capital rule[5] and Consolidated Audit Trail reporting, and be subject to examination by the SEC and FINRA. [read post]
23 Oct 2023, 6:15 am
The contracting agencies included the Department of Defense and the Commodity Futures Trading Commission. [read post]
17 Oct 2023, 6:45 am
Parent companies can consolidate reports at the parent level, even if the subsidiary would otherwise meet the threshold for reporting. [read post]
30 Sep 2023, 11:28 am
Users don’t need to go on the dark web to participate in the illegal sex trade. [read post]
11 Sep 2023, 2:36 am
The company’s audit committee found inaccuracies in the presentation of cash flow changes related to financing and operating activities in the consolidated statement of cash flows for 2022. [read post]
6 Sep 2023, 9:01 pm
CAT LLC will adjust the applicable fee rate twice a year. [read post]
22 Jun 2023, 9:54 am
[2] Companies are NOT permitted to consolidate employee headcount across affiliated entities even though gross receipts or sales are to be consolidated. [read post]
22 Jun 2023, 7:35 am
Triad Advisors LLC Infinex Investments Inc. [read post]
21 Jun 2023, 12:48 pm
FCA US LLC is represented by Rumberger Kirk and Caldwell PA and Clark Hill PLC. [read post]
29 May 2023, 9:03 am
On the same day, an application was heard in the case of Davidoff v Google LLC KB-2023-000977. [read post]
