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17 May 2024, 11:26 am by Adam G. Schreck
Despite FINRA’s bolstered fine revenue in 2023, FINRA ordered member firms to pay far less restitution to investors compared to past years. [read post]
15 May 2024, 11:44 am by admin
Free Consultation If you are concerned about your investments with Hudson Valley Wealth Management, please call the securities attorneys at The White Law Group at 1-888-637-5510. [read post]
8 May 2024, 7:20 pm by The White Law Group
Inc. to pay nearly $14 million to victims of an alleged Ponzi scheme led by a former Oppenheimer broker, targeting 400 elderly investors. [read post]
8 May 2024, 2:26 pm by Kevin LaCroix
  The behavioral economics field gives us principles that suggest the loss of social security benefits will yield strong emotional and/or litigious responses, with the potential for carry-over into the private pension sphere.[7]  To  summarize why this is likely to occur: (1) individuals—using the status quo as their reference point—tend to view change as either a gain or a loss from the status quo; (2) “[s]ince losses loom larger [people feel them more… [read post]
29 Apr 2024, 7:55 am by Silver Law Group
Hatteras allowed investors quarterly tender offers due to the retirement of many investors. [read post]
  For example, many types of services— design, consulting, engineering, and software development and/or integration—qualify as “technology,” as do threat assessment and vulnerability studies. [read post]
7 Apr 2024, 9:05 pm by renholding
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
5 Apr 2024, 8:36 am
(University of Pennsylvania), on Thursday, April 4, 2024 Tags: corporate minuting, corporate records, Delaware Court of Chancery, Delaware Supreme Court, documentation Diversifying demographics of assets under management Posted by Victoria Tellez and Jessica Pollock, FCLTGlobal, on Thursday, April 4, 2024 Tags: Diversity, ESG, investors, Management [read post]
5 Apr 2024, 8:36 am
(University of Pennsylvania), on Thursday, April 4, 2024 Tags: corporate minuting, corporate records, Delaware Court of Chancery, Delaware Supreme Court, documentation Diversifying demographics of assets under management Posted by Victoria Tellez and Jessica Pollock, FCLTGlobal, on Thursday, April 4, 2024 Tags: Diversity, ESG, investors, Management [read post]
29 Mar 2024, 11:32 am by Greco & Greco, P.C.
Greco & Greco has represented North Carolina investors for decades in FINRA arbitrations based on wrongful conduct by stock brokers and their brokerage firms. [read post]
29 Mar 2024, 4:00 am by Jim Sedor
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]