Search for: "Department of Professional and Financial Regulation"
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10 May 2024, 3:00 am
Henry Cuellar and his wife were indicted on conspiracy and bribery charges in connection with a Department of Justice probe into ties between American business leaders and the former Soviet republic of Azerbaijan. [read post]
7 May 2024, 3:12 pm
Enforced by the Department of Treasury, the Financial Crimes Enforcement Network (FinCEN), the International Revenue Service (IRS), and the Department of Justice (DOJ), AML laws can effectively police financial and non-financial institutions complicit in money laundering activities. [read post]
7 May 2024, 12:30 pm
LABOR DEPARTMENT FOR IC MISCLASSIFICATION. [read post]
7 May 2024, 7:35 am
However, some advisory teams have departed Osaic due to the Lincoln acquisition and consolidation efforts. [read post]
6 May 2024, 5:16 am
The rule issues updated guidance for financial professionals who provide advice to retirement savers. [read post]
6 May 2024, 4:43 am
Newspaper Journalism and regulation The Financial Times has become the first UK newspaper to licence its content to OpenAI, according to the Press Gazette. [read post]
5 May 2024, 6:44 pm
These rights also apply to lawyers’ freedom to practice law, make statements about cases, meet with clients, and be members of law firms and legal associations, as well as for firms and legal associations to not be arbitrarily dissolved.The standard for justifiable restrictions of these rights—under the ICCPR text and international standards for its interpretation and Hong Kong Common Law—generally requires the elements of necessity and proportionality, which have been… [read post]
1 May 2024, 10:16 pm
Additionally, Kabir Sethi, LPL’s managing director and chief product officer, departed from the company on March 31, 2024. [read post]
30 Apr 2024, 2:51 pm
Treasury Department Regulations. [read post]
27 Apr 2024, 7:51 am
For instance, transactions involving healthcare or financial services require stringent data protection measures due to the sensitive nature of the data. [read post]
26 Apr 2024, 7:02 am
Compliance With State Regulations Understanding the specific regulations and requirements in your state is critical for protecting both your employees and your business. [read post]
23 Apr 2024, 6:41 am
” “In light of these concerns, the department is evaluating alternative candidates for the monitorship role. [read post]
22 Apr 2024, 1:06 am
The Policing Board received a report last week which revealed up to 18 incidents of intrusive surveillance against media figures and legal professionals by the Police Service of Northern Ireland. [read post]
19 Apr 2024, 9:27 am
It is a must-attend gathering for industry professionals, providing unparalleled insights and networking opportunities. [read post]
19 Apr 2024, 6:10 am
Financial and health records — You must show that you are able to offer a safe and consistent environment for the child. [read post]
18 Apr 2024, 7:20 am
BSEE finalized its new decommissioning regulations in April of 2023. 88 Fed. [read post]
17 Apr 2024, 10:19 am
Department of Homeland Security (“DHS”). [read post]
12 Apr 2024, 4:00 am
They are using novel financial arrangements, like taking “bridge funding” in the form of loans from major donors or receiving ad revenue from a candidate’s podcast. [read post]
11 Apr 2024, 6:47 am
Joe Manchin (D-W.V.) introduced legislation that would regulate foreign entities’ ability to fund litigation. [read post]
5 Apr 2024, 6:00 am
Department of Labor (DOL) announced a new rule (the Proposed Rule) that expands the definition of an investment advice fiduciary under the Employee Retirement Income Security Act of 1974 (ERISA). [read post]
