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Merrill Lynch Regulatory History Review 
31 May 2024, 11:49 am by The White Law Group
  Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC charges Robert Scott Murray and Trillium Capital with fraudulent scheme to manipulate Getty Images stock
31 May 2024, 11:27 am by jeffreynewmanadmin
Founded Global BPO Services (a SPAC) and completed a $250 million blank check IPO, which was used to acquire Stream Global Services in 2008 amid the financial crisis. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Charging liens, principles of priority, net judgment rule, modification, and fresh linguini with sausage, porcini musthrooms, and sage
22 May 2024, 1:33 pm by Law Lady
BERKLEY INSURANCE COMPANY; THE TEMPO AT ENCORE, LP, a Florida limited partnership; RBC TAX CREDIT EQUITY, LLC, a foreign limited liability company; RBC TAX CREDIT MANAGER II, INC., a foreign corporation; and HOUSING FINANCE AUTHORITY OF HILLSBOROUGH COUNTY, a political subdivision of the State of Florida, Appellees. 2nd District. [read post]
The Appellate Gourmet (c) - http://appellategourmetappealsinflorida.blogspot.com/
Ropes & Gray Discusses Labor Department’s Final Fiduciary Rule
21 May 2024, 9:01 pm by renholding
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Controller’s Ability to Appoint and Remove Directors Insufficient to Establish Demand Futility
21 May 2024, 6:30 am
In Harrison Metal Capital, an investment fund with an 18% stake in a privately held company called MixMax, Inc. believed the CEO was committing financial improprieties, but found no legal recourse for its complaint. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Controller’s Ability to Appoint and Remove Directors Insufficient to Establish Demand Futility
21 May 2024, 6:30 am
In Harrison Metal Capital, an investment fund with an 18% stake in a privately held company called MixMax, Inc. believed the CEO was committing financial improprieties, but found no legal recourse for its complaint. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Risk Potpourri — Judge’s “Street Brawl” (And Conflict), Banker Conflict Disclosure Matter, CLO/Corporate Secretary Research, Fee Sharing Opinion
13 May 2024, 6:41 am by Dan Bressler
It also found that the proxy statement failed to disclose the first advisor’s fees for prior work for members of Nordic’s equity consortium, which amounted to nearly $400 million in the relevant two-year period. [read post]
Bressler Risk Blog - http://www.bresslerriskblog.com
Oppenheimer & Co. Broker Misconduct, Regulatory Actions
8 May 2024, 7:20 pm by The White Law Group
Inc. reportedly settled with the Financial Industry Regulatory Authority (FINRA), agreeing to pay a $500,000 fine. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Plaintiffs in this action contend State and City policies deny Black and Latinx students their state constitutional right to a "sound basic education"
8 May 2024, 6:00 am by Public Employment Law Press
IntegrateNYC, Inc. v State of New York2024 NY Slip Op 02369Decided on May 02, 2024Appellate Division, First DepartmentMoulton, J.Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.This opinion is uncorrected and subject to revision before publication in the Official Reports.Decided and Entered: May 02, 2024 SUPREME COURT, APPELLATE DIVISION First Judicial DepartmentSallie Manzanet-DanielsPeter H. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Plaintiffs in this action contend State and City policies deny Black and Latinx students their state constitutional right to a "sound basic education"
8 May 2024, 6:00 am by Public Employment Law Press
IntegrateNYC, Inc. v State of New York2024 NY Slip Op 02369Decided on May 02, 2024Appellate Division, First DepartmentMoulton, J.Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.This opinion is uncorrected and subject to revision before publication in the Official Reports.Decided and Entered: May 02, 2024 SUPREME COURT, APPELLATE DIVISION First Judicial DepartmentSallie Manzanet-DanielsPeter H. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Business Divorce and Accountant Liability
22 Apr 2024, 4:21 am by Franklin C. McRoberts
First, the Court addressed the holding of 1650 Broadway to accountants who provide “compilation services” – a term of art for accountants who assist management in the preparation of unaudited financial statements. [read post]
New York Business Divorce - http://www.nybusinessdivorce.com/
Cole-Frieman & Mallon 2024 Q1 Update
19 Apr 2024, 9:27 am by CFM Admin
Ripple Labs Inc. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
41 Star Witnesses and Bit Players in Trump’s NY Criminal Trial
17 Apr 2024, 7:05 am by Norman L. Eisen
During the 2016 election, she was one of the lead American Media, Inc. [read post]
Just Security - https://www.justsecurity.org/
Cleary Gottlieb Discusses Refusal of Delaware Bankruptcy Judge to Order Arbitration
9 Apr 2024, 9:01 pm by renholding
 The largest holder of publicly traded stock of Yellow Corp., MFN Partners, also objected to the motion, asserting that the value of its equity holdings would be determined by whether or not the claims were allowed. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Gig workers in Wisconsin
9 Apr 2024, 2:41 pm by vforberger
Lyft Inc., UI Dec. [read post]
Wisconsin Unemployment - https://wisconsinui.wordpress.com/
5 Hiring Tips for Small Business Owners
5 Apr 2024, 3:07 am by Nathaniel Stevens, Stevens Ventures
Especially with the high cost of living, providing this type of financial flexibility can translate to better financial security for employees, especially for those who are living paycheck to paycheck. [read post]
Human Resources News - https://hrdailyadvisor.blr.com/
Case Comment: Byers and others v Saudi National Bank [2023]
26 Mar 2024, 2:38 am by CMS
Following the decision of the House of Lords, in Macmillan Inc v. [read post]
UK Supreme Court Blog - http://ukscblog.com/
SEC Chair Speaks on Mandatory Disclosure at Conference Honoring John C. Coffee, Jr.
24 Mar 2024, 9:01 pm by renholding
First, disclosure promotes more efficient markets. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Vendor Voices in eDiscovery: Triumphs, Testimonials, and Tall Tales
23 Mar 2024, 5:31 am by Rob Robinson
Traditional financial metrics often overlook the less tangible, yet equally valuable, benefits of robust data governance—enhanced decision-making, compliance improvements, and reduced risk of data breaches. [read post]
ComplexDiscovery - https://complexdiscovery.com/
Advocacy, Inc.
20 Mar 2024, 9:05 pm by Julia Englebert
He urges legislators to implement his proposed policy solutions to make corporate governing less divisive and mitigate the risks it poses to stakeholders and the public.The post Advocacy, Inc. first appeared on The Regulatory Review. [read post]
RegBlog - https://www.theregreview.org/