Search for: "Financial Asset Management Systems, Inc." Results 1 - 20 of 805
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8 May 2024, 7:20 pm by The White Law Group
Inc. reportedly settled with the Financial Industry Regulatory Authority (FINRA), agreeing to pay a $500,000 fine. [read post]
8 May 2024, 2:26 pm by Kevin LaCroix
  In general, retirement income is secured through three sources: social security, retirement savings in qualified plans, and personal assets/investments held outside of qualified plans. [read post]
7 May 2024, 7:35 am by The White Law Group
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets. [read post]
1 May 2024, 10:16 pm by The White Law Group
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
15 Apr 2024, 6:48 am by Dan Bressler
The funder will treat legal claims as corporate assets that can be monetized, it said, after underwriting and due diligence. [read post]
29 Mar 2024, 6:00 am by Michelle
Ian Katz of Capital Alpha Partners says regulators are keeping a watchful eye on the expanding connections between banks and the alternative asset management sector. [read post]
29 Mar 2024, 5:22 am by Rob Robinson
Editor’s Note: The financial services sector stands on the brink of an AI-driven transformation that promises unparalleled efficiency, risk management, and customer service enhancements. [read post]
29 Mar 2024, 4:00 am by Jim Sedor
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
24 Mar 2024, 9:01 pm by renholding
Jack’s paper was called “Market Failure and the Economic Case for a Mandatory Disclosure System. [read post]
19 Mar 2024, 8:42 pm by Adam Levitin
Moreover, the financial disclosures do not need to be made with the bankruptcy filing. [read post]
18 Mar 2024, 5:23 pm by Karina Lytvynska
Navigating the complexities of bankruptcy law reveals a multifaceted system carefully crafted to address the financial troubles of individuals, businesses, cities, and non-profits alike. [read post]
17 Mar 2024, 5:42 pm by Cynthia Marcotte Stamer
  Among other things: Due to the widespread use of the Change Healthcare tools and systems as a financial clearinghouse for connecting pharmacy benefit managers, health care providers, and other key plays and health plans throughout the health care and health benefits industry, the attack has and continues to disrupt key billing, care-authorization, payment and other transactions between health care payers and pharmacies, physicians and other health care providers… [read post]
12 Mar 2024, 3:36 am by Jeffrey T. Dinwoodie
  The disclosure requirements under the federal securities laws focus on disclosure about companies, their management and their financial results—topics that poorly fit the decentralized and open-source nature of blockchain-based digital asset securities. [read post]
29 Feb 2024, 2:29 pm by Keith Szeliga and Emily Theriault
The standard for reasonableness depends on whether the compensation is paid in accordance with an “arm’s length” labor-management agreement negotiated pursuant to the Federal Labor Relations Act or similar state statutes.[9] Costs of compensation established under covered labor-management agreements are deemed reasonable unless the costs are “unwarranted” by the character and circumstances of the work or “discriminatory” against the… [read post]