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20 May 2024, 3:43 pm by Xandra Kramer
Suggestions for improvement include making litigation costs proportionate to damages, providing free legal representation through state bodies, and setting thresholds for the losing party’s financial obligations, along with supporting civil society organizations offering financial and legal aid to victims of business-related human rights abuses. [read post]
19 May 2024, 9:05 pm by The Regulatory Review
Feb 15, 2023 | Can Financial Regulation Save the Planet? [read post]
19 May 2024, 6:51 am by Kevin LaCroix
By the same token, many fewer of these same investors report owing an ESG fund or ETF than in the past. [read post]
17 May 2024, 12:27 pm by Dan Goodin
Enlarge (credit: Brendan Smialowski / Getty Images) The Securities and Exchange Commission (SEC) will require some financial institutions to disclose security breaches within 30 days of learning about them. [read post]
17 May 2024, 11:36 am by Adam Keith
(See, for example, analysis in Just Security nearly a decade ago.) [read post]
17 May 2024, 11:36 am by Adam Keith
(See, for example, analysis in Just Security nearly a decade ago.) [read post]
17 May 2024, 11:26 am by Greco & Greco, P.C.
Financial Advisors occupy positions of trust and access to accounts that unfortunately can result in the theft of customer funds. [read post]
17 May 2024, 5:00 am by Doug Cornelius
Community Financial Services Association of America, Limited __ US ___ (2023) The Bureau’s funding statute satisfies the requirements of the Appropriations Clause. [read post]
16 May 2024, 9:01 pm by renholding
In the wake of the 2008 financial crisis, Congress understood that such funds could affect financial stability. [read post]
16 May 2024, 1:24 pm by bklemm@foley.com
The Financial Industry Regulatory Authority offers an online tool that analyzes how fees and other expenses affect the value of mutual funds and exchange-traded funds over time. 3. [read post]
16 May 2024, 8:09 am by Chiara Giorgetti
The COP’s second meeting discussed financial issues and approved the 2023 budget. [read post]
16 May 2024, 6:14 am by Ginger Buck
This week’s Department of Justice (DOJ) Catch of the Week goes to bankrupt financial technology company Kabbage Inc. [read post]
15 May 2024, 9:05 pm by ilyabeylin
  These include posting of margin (i.e., reliable collateral) to secure members’ obligations to the clearinghouse. [read post]
15 May 2024, 2:42 pm by Katelynn Minott, CPA & CEO
Pillar 2 statement(s) — for expats in Switzerland: Specific to Swiss residents, this document shows contributions made to the mandatory Pillar 2 social security system. [read post]
15 May 2024, 11:44 am by admin
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
15 May 2024, 5:58 am by Unknown
“I support this proposal because it could reduce the risk of terrorists and other criminals accessing U.S. financial markets to launder money, finance terrorism, or move funds for other illicit purposes,” said Gensler.Read the rest of the story and other securities news from Wolters Kluwer at VitalLaw.com. [read post]