Search for: "In re Sox"
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29 Apr 2024, 3:08 am
Sarbanes-Oxley Compliance The Sarbanes-Oxley Act (SOX) imposes stringent financial reporting and internal control requirements on publicly traded companies. [read post]
28 Mar 2024, 6:00 am
Conclusion Whether you’re cheering from the stands, enjoying the game from the comfort of your living room, or tuning in on the radio, intellectual property issues might not be at the forefront of your mind when you’re watching baseball this season. [read post]
14 Mar 2024, 3:00 am
While we’re on the topic of whistleblowers, this CLS Blue Sky blog from Ropes & Gray discusses the recent SCOTUS decision in Murray v. [read post]
2 Jan 2024, 8:17 am
I also dislike the term “generative AI” because we’re not really generating anything, we’re merely dealing with logical inputs and outputs. [read post]
2 Apr 2023, 10:42 am
I understand why we’re doing it, but boy, it was disappointing. [read post]
6 Feb 2023, 1:37 pm
In 2002, after a series of accounting scandals involving Enron and WorldCom, Congress swiftly passed the Sarbanes-Oxley Act in an effort to restore investors’ confidence in the market. [read post]
1 Feb 2023, 9:01 pm
Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. [read post]
31 Jan 2023, 7:39 am
Sox, Michael C. [read post]
13 Jan 2023, 10:17 am
If you talk about them-your customer and their challenges-instead of you and your product, you’re ahead of 95% of the sellers out there. [read post]
20 Oct 2022, 3:15 am
– Take Note: SEC Enforcement Gets Another SOX 304 Clawback – Clawbacks: They’re Complicated – Clawbacks: SEC Reopens Comment Period…Again!! [read post]
7 Sep 2022, 9:01 pm
Responses to HFCAA Include Issuers Engaging New Lead Audit Firms To re-enforce the reforms made by SOX to address threats to the integrity of audits and lack of investor protection, Congress enacted HFCAA, which amends SOX to require the PCAOB to determine whether it is unable to inspect or investigate completely registered public accounting firms located in a foreign jurisdiction because of a position taken by one or more authorities in that jurisdiction. [read post]
30 Aug 2022, 4:25 pm
Cubs or Sox – Jeff was a Southsider, if I recall right. [read post]
29 Aug 2022, 8:43 am
[you’re] going to have to operate, and . . . just . . . write what the business line wanted. [read post]
11 Aug 2022, 9:02 am
They're Goliath and, as Wilt Chamberlain memorably said, "nobody roots for Goliath. [read post]
27 Jul 2022, 9:16 pm
This blog from Bryan Cave Leighton & Paisner pulls out findings by the Examiner in the WorldCom bankruptcy and explains why they’re still relevant today. [read post]
6 Jul 2022, 6:21 am
If you’re contemplating reporting financial fraud as a whistleblower, you’ll need an experienced attorney to guide you through the process. [read post]
1 Jul 2022, 4:27 am
TTABlog Test Is "YOU'RE AN IDIOT" for Card Games Confusable With "YOU MUST BE AN IDIOT" for Board Games? [read post]
25 May 2022, 3:30 am
Everyone is cool until they’re not. [read post]
23 May 2022, 12:13 pm
In 'Fields of Dreams' [sic] there's a line at the end that says the game of baseball was good when America was good, and they're talking about the time of the biggest race riots in the country and Prohibition. [read post]
27 Apr 2022, 5:00 pm
Cue Religious Fundamentalist objections to re-set the rollercoaster. [read post]
