Search for: "J & D Investments, LLC" Results 1 - 20 of 385
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1 Apr 2024, 6:44 am by Unknown
Armistice Capital, LLC, March 27, 2024, Rochon, J.).Exchange Act Section 16(b) bars short-swing insider profits (and the court held that derivative plaintiffs do have Article III standing to bring Section 16(b) claims). [read post]
26 Feb 2024, 12:30 pm by Kevin LaCroix
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
9 Nov 2023, 9:01 pm by renholding
In August 2022, the Commission filed a case against Crown Bridge Partners, LLC (“Crown Bridge”) and its two members, who were brothers, alleging that they “engaged in the buying and selling large volumes of penny stocks for their own account. [read post]
24 Oct 2023, 9:01 pm by renholding
If the public doesn’t think the system is fair, at a minimum, they are not going to invest their hard-earned money. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
The event brought together top investment managers and allocators to discuss specific investment ideas and the fund investment environment. [read post]
20 Sep 2023, 9:24 am by centerforartlaw
Physical analysis requires the investment of time and money and can create insurance concerns if the work must be transported for testing. [read post]
19 Sep 2023, 2:24 pm by centerforartlaw
Physical analysis requires the investment of time and money and can create insurance concerns if the work must be transported for testing. [read post]
13 Sep 2023, 11:46 am by LII Team
”Maya D., attorney “Thank you for always being there 24/7/365. [read post]
16 Aug 2023, 10:52 am by Kevin LaCroix
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]