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Court granted school district's motion for summary judgment dismissing the petitioner's complaint based on the school district argument that it could not be held liable as the school district did not owe a special duty of care to the petitioner
28 May 2024, 6:00 am by Public Employment Law Press
IANNACCI, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Court granted school district's motion for summary judgment dismissing the petitioner's complaint based on the school district argument that it could not be held liable as the school district did not owe a special duty of care to the petitioner
28 May 2024, 6:00 am by Public Employment Law Press
IANNACCI, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
FINRA Suspends Broker Kwame Adusei After Unauthorized Transactions and Unsuitable Recommendations Allegations
3 May 2024, 11:49 am by Silver Law Group
Morgan Securities LLC (CRD#:79) of Brewster, NY, and Wells Fargo Advisors, LLC (CRD#:19616) of Chappaqua, NY. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
CFTC Launches Probe Over NDAs Which Restrict Whistleblowing
24 Apr 2024, 12:17 pm by Geoff Schweller
Morgan Securities LLC in which the company agreed to pay $18 million to settle charges that it impeded the ability of advisory clients and brokerage customers to blow the whistle to the SEC. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement April, 2024
22 Apr 2024, 12:35 pm by Silver Law Group
Morgan Securities LLC Kevin Arvoy D.A. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information April 2024
19 Apr 2024, 2:04 pm by Silver Law Group
Morgan Securities LLC Wells Fargo Clearing Services, LLC John Kersey Northwestern Mutual Investment Services, LLC Robert W. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information March 2024
19 Apr 2024, 1:43 pm by Silver Law Group
National Securities Corporation Isaiah Frection NYLife Securities LLC Richard Goldston Edward Jones Johnathan Hagood Wells Fargo Clearings Services, LLC Adriano Schultz J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules March 2024
19 Apr 2024, 1:34 pm by Silver Law Group
Morgan Securities LLC Brittany Anderson Gianluca De Berardinis Morgan Stanley Quad Capital, LLC Brian Hall Monu Joseph Rosenblatt Securities Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Federal jury convicts man for insider trading on info about acquisition of Integrated Device Technology
11 Apr 2024, 10:55 am by jeffreynewmanadmin
Morgan Securities LLC. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC Alleges Whistleblower Protection Violations in $300 Million Crypto Ponzi Scheme Case
18 Mar 2024, 2:05 pm by Geoff Schweller
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Broker Jay Pocius Barred by FINRA 
11 Mar 2024, 7:14 am by The White Law Group
MORGAN SECURITIES LLC (CRD#:79), HOFFMAN ESTATES, ILB, 03/08/2012 – 06/21/2012, EDWARD JONES (CRD#:250), MCHENRY, IL   The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
J P Morgan Will Pay $18 Million SEC Settlement for Silencing Potential Whistleblowers
7 Feb 2024, 5:34 am by Kelly Shivery
Morgan client] and [J.P. [read post]
Whistleblower Blog and News - https://www.whistleblowerllc.com/blog-news/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules January 2024
1 Feb 2024, 11:55 am by Silver Law Group
Morgan Securities LLC   Wells Fargo Clearing Services, LLC   Stalin Cruz   SW Financial   Windsor Street Capital, L.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
They’ll Find Your SECrets: J.P. Morgan Securities to pay $18 Million for Violating SEC Whistleblower Rules
31 Jan 2024, 8:28 am by Stephanie Ricker
Morgan Securities LLC (JPMS) will pay $18 million… The post They’ll Find Your SECrets: J.P. [read post]
Tycko & Zavareei LLP Blog - http://www.fraudfighters.net/news/
Whistleblower Protection Rule 
24 Jan 2024, 7:51 am by The White Law Group
According to a litigation release, J.P. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC Sanctions JP Morgan $18 Million for Impeding Whistleblowing
16 Jan 2024, 2:47 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced an enforcement action against J.P. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Fines JP Morgan $18 Million For SEC Whistleblower Prohibition
16 Jan 2024, 2:04 pm by Silver Law Group
J.P. [read post]
SEC Whistleblower Lawyer Blog - http://www.secwhistleblowerlawyers.net/
J.P. Morgan Settles with SEC for $18 Million 
16 Jan 2024, 9:08 am by The White Law Group
Morgan Securities LLC (JPMS) reached a settlement with the Securities and Exchange Commission (SEC) after facing charges of obstructing clients from reporting potential securities law violations, according to a litigation release. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC charges JP Morgan $18 Million for violating the whistleblower protection rule
16 Jan 2024, 7:20 am by jeffreynewmanadmin
Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC hits J.P. Morgan for $18 million for violating whistleblower protection rule
16 Jan 2024, 7:17 am by jeffreynewmanadmin
Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/