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11 Dec 2019, 6:30 am
McLucas said that the Supreme Court’s decision in Liu v. [read post]
1 Nov 2019, 12:00 am
Jim Hamilton’s World of Securities Regulation Regarding self-reporting in general, former SEC Enforcement Director William McLucas, now at Wilmer Hale, said that the lack of guidance about self-reporting from the SEC can result in tough discussions with clients because there are no guarantees for self-reporting in contrast to the detailed guidelines from the Department of Justice. [read post]
29 Oct 2019, 12:07 pm
Regarding self-reporting in general, former SEC Enforcement Director William McLucas, now at Wilmer Hale, said that the lack of guidance about self-reporting from the SEC can result in tough discussions with clients because there are no guarantees for self-reporting in contrast to the detailed guidelines from the Department of Justice. [read post]
24 Oct 2018, 4:33 pm
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]
4 May 2018, 9:30 pm
Ceresney, Stephen Cutler, Robert Khuzami, Gary Lynch, William McLucas, Stanley Sporkin, Linda Thomsen, and Richard Walker. [read post]
6 Apr 2018, 6:29 am
Bill McLucas was appointed director of the Division of Enforcement by SEC Chairman Richard Breeden in 1989. [read post]
12 May 2017, 6:21 am
McLucas and Rachel Murphy, Wilmer Cutler Pickering Hale and Dorr LLP, on Friday, May 5, 2017 Tags: Accounting, Banks, Deregulation, Disclosure, Donald Trump, FCPA, Financial crisis, Financial institutions, Financial regulation, Insider trading, Misconduct, Savings and loans, SEC enforcement, Securities enforcement The Regulation of Trading Markets: A Survey and Evaluation Posted by Paul Mahoney, University of Virginia, and Gabriel Rauterberg, University of Michigan, on Friday, May 5,… [read post]
5 May 2017, 6:18 am
McLucas is a partner and Rachel Murphy is counsel at Wilmer Cutler Pickering Hale and Dorr LLP. [read post]
17 Mar 2017, 6:00 am
McLucas and Douglas J. [read post]
15 Mar 2017, 6:09 am
McLucas, Mr. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
19 Dec 2016, 6:30 am
Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Editor's Note: William McLucas and Harry Weiss are partners at Wilmer Cutler Pickering Hale and Dorr LLP. [read post]
18 Aug 2016, 7:36 am
By John Filar AtwoodThree WilmerHale attorneys, including former SEC Enforcement Division director William McLucas, have written to the SEC to urge it to restrict the application of its civil penalty increases to violations that occur after November 2, 2015. [read post]
17 Nov 2015, 7:34 am
William McLucas, Mark Schonfeld and Frank ______ spoke on what is happening on the enforcement side of the Securities and Exchange Commission. [read post]
6 Nov 2015, 11:57 am
McLucas said that there used to be battles behind closed doors, but in the end, the commissioners would find a way to obtain a consensus. [read post]
18 Mar 2015, 6:00 am
McLucas; the complete publication, including footnotes, is available here. [read post]
16 Jan 2015, 5:37 am
SEC Enforcement – An Analysis of Key Developments in 2014 by Bruce Carton in Compliance Week In a webcast I moderated yesterday, a panel consisting of four former senior SEC enforcement attorneys and accountants–including former SEC Enforcement Director Bill McLucas of law firm WilmerHale–analyzed the most important developments in SEC enforcement from 2014, and looked ahead at what they expect in 2015. [read post]
24 Mar 2014, 4:30 am
” The NYT quoted another lawyer, William McLucas, a partner at WilmerHale, who said, “If you are a firm that is generating substantial fees from a prospective corporate client, you may be able to come in and do a bang-up inquiry. [read post]
10 Jan 2013, 4:15 am
No word as to his next employer - but I imagine it will be lucrative as Enforcement Directors typically earn the most once they depart the agency (which is why Bill McLucas' 8-year stint was always a surprise). [read post]
19 Oct 2012, 6:50 am
Bill McLucas, another former director of the SEC’s Enforcement Division and currently the leader of the securities group at WilmerHale, said that if voluntary disclosures are not appropriately rewarded that real damage is done to the system. [read post]
