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5 Jun 2024, 10:52 am
Review of Broker Misconduct and Customer Complaints There have been many cases of registered representatives employed by David Lerner Associates allegedly involved in broker misconduct and fraudulent activities. [read post]
31 May 2024, 11:49 am
FINRA is the self-regulator that oversees brokers and brokerage firms. [read post]
29 May 2024, 1:43 pm
DEP'T OF JUSTICE, STALKING IN AMERICA: FINDINGS FROM THE NATIONAL VIOLENCE AGAINST WOMEN SURVEY 8 (1998).But that final reference was, indeed, a study. [read post]
24 May 2024, 7:49 am
Raoul, National Association for Gun Rights v. [read post]
20 May 2024, 5:00 am
Calls for a ceasefire mean that the Jewish state should forfeit its right to self defense, while simultaneously rewarding the terrorists for employing human shields, including American hostages, in violation of international law. [read post]
19 May 2024, 4:01 am
Vuntut Gwitchin First Nation, 2021 YKCA 5; 2024 SCC 10 (39856) In 1993, the Vuntut Gwitchin First Nation (“VGFN”) a self governing Indigenous community in the Yukon, concluded with the federal and Yukon governments a land claim agreement and a self government agreement, both of which were approved and given effect by federal and territorial legislation. [read post]
13 May 2024, 5:55 am
It conjures images of Nazi gas chambers in German-occupied Poland and fields of skulls in Cambodia, forever staining associated individuals and institutions. [read post]
6 May 2024, 8:39 am
Although Jewish individuals were not considered a nation, they were heavily affect [read post]
5 May 2024, 6:44 pm
Lastly, a more radical version, held by some, took the last position and argued that Hong Kong was entitled to at least limited self determination because its people and norms had developed autonomously of that on the Mainland and were entitled to international recognition and protection (discussed in my book, Hong Kong Between “One Country” and “Two Systems”). [read post]
1 May 2024, 10:16 pm
FINRA, the self-regulator that oversees brokers and brokerage firms and the SEC (Securities and Exchange Commission) may impose sanctions such as censures, fines, suspensions and restitution, among others. [read post]
29 Apr 2024, 9:01 pm
Randy Kennedy at Harvard Law, one of the nation’s most eminent African-American law professors (and a liberal to boot) has been prominent in explaining and relying on that distinction. [read post]
26 Apr 2024, 9:25 am
For workers not protected by the National Labor Relations Act, this rule protects workers’ choice to engage in self-organization or concerted activities and to decline attending employer-sponsored “captive audience” meetings where employers discourage workers from joining unions or engage in other protected activities. [read post]
24 Apr 2024, 4:00 am
At least 2 of the 17 directors are individuals who are Indigenous or belong to a First Nation. [read post]
19 Apr 2024, 4:31 pm
Practice self-care: Prioritizing your physical and mental well-being is crucial. [read post]
19 Apr 2024, 11:35 am
OR The accused knowingly induced another to stake money or property on the result of an operation of chance; OR The accused knowingly carried on or offered to carry on three-card monte in a public place; or The accused knowingly employed another to play three-card monte in a public place. [read post]
19 Apr 2024, 9:27 am
Iva Rukelj joins us as a Senior Associate in our Intellectual Property practice. [read post]
18 Apr 2024, 10:20 am
Based on personal experience, Justice Department reviews of agencies’ compliance with FISA and National Security Investigation rules can be very thorough, and – along with agency self-reporting – have been an important means of identifying compliance and implementation issues. [read post]
11 Apr 2024, 4:57 am
According to Deputy Director Wadhwa, self-reporting was a crucial factor when assessing penalties. [read post]
10 Apr 2024, 2:12 pm
From 1995 until about 2007, Australia had a full-on national competition policy (NCP). [read post]
4 Apr 2024, 4:00 am
Like Lynn, she told me that being sued instilled so much fear in her that she self-censored to the point where she even avoided having general conversations among friends about sexual violence. [read post]
