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5 Jun 2024, 10:52 am
David Lerner CEO Under Investigation June 5, 2024: The CEO and president of David Lerner Associates Inc. is reportedly under investigation by the Financial Industry Regulatory Authority Inc. [read post]
5 Jun 2024, 6:51 am
” “Riverstone and its affiliates collectively own 43% of the common equity ofEnviva, Inc. [read post]
4 Jun 2024, 11:36 am
Inovalon Holdings Inc., Del. [read post]
3 Jun 2024, 4:31 am
Hard to say. [read post]
2 Jun 2024, 9:01 pm
I’m sure there are those lawyers and clients, perhaps not in this room, that say, “hey, we’ll just take our chances that the SEC doesn’t learn of a violation or, if they do, we’ll cooperate then. [read post]
31 May 2024, 6:00 am
“I like to say it’s the dog walker in Seattle,” he said. . . . [read post]
30 May 2024, 3:45 pm
Yanick v The Kroger Company of Michigan Yanick managed a Kroger bakery for fifteen years, consistently meeting basic expectations. [read post]
30 May 2024, 1:55 pm
Spectrum Security Services, Inc. [read post]
30 May 2024, 12:35 pm
Bantam Books, Inc. v. [read post]
29 May 2024, 4:58 pm
It's very very hard to whittle modern Chancery decisions down into a manageable length. [read post]
29 May 2024, 4:42 pm
The conservancy’s original plan was to hire sharpshooters from the Connecticut-based nonprofit White Buffalo Inc. [read post]
28 May 2024, 11:38 am
On 23 – 24 May 2024 there was a Case Management Conference in Lawrence & ors v Associated Newspapers Ltd KB-2022-003316. [read post]
24 May 2024, 7:31 am
This case has a loophole.The case is Coinbase, Inc. v. [read post]
24 May 2024, 6:30 am
Kim, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, May 22, 2024 Tags: climate disclosures, climate risks, disclosure requirements, SEC Q1 2024 Takeaways on What Directors and Officers Need to Know Posted by Elizabeth Bieber and Pamela Marcogliese, Freshfields Bruckhaus Deringer LLP, on Thursday, May 23, 2024 Tags: AI, Artificial intelligence, Climate Disclosure, Cybersecurity, GenAI, Generative AI, SEC Custom Proxy Voting Advice Posted by Edwin Hu (NYU), Nadya Malenko (Boston… [read post]
24 May 2024, 6:30 am
Kim, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, May 22, 2024 Tags: climate disclosures, climate risks, disclosure requirements, SEC Q1 2024 Takeaways on What Directors and Officers Need to Know Posted by Elizabeth Bieber and Pamela Marcogliese, Freshfields Bruckhaus Deringer LLP, on Thursday, May 23, 2024 Tags: AI, Artificial intelligence, Climate Disclosure, Cybersecurity, GenAI, Generative AI, SEC Custom Proxy Voting Advice Posted by Edwin Hu (NYU), Nadya Malenko (Boston… [read post]
23 May 2024, 10:05 pm
Al-liance Bond Fund, Inc., 527 U. [read post]
23 May 2024, 6:32 am
Posted by Lindsey Stewart, Morningstar, Inc., on Thursday, May 23, 2024 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
23 May 2024, 6:32 am
Posted by Lindsey Stewart, Morningstar, Inc., on Thursday, May 23, 2024 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
23 May 2024, 3:00 am
Apex’s website says it employs “off-duty and retired law enforcement officers who provide supplemental services for clients that require support above and beyond standard event security and crowd management services. [read post]
21 May 2024, 9:01 pm
Instead, rather than focusing on whether a particular interaction could be considered fiduciary investment advice, the Final Rule says it is the circumstances under which the advice is given, and whether those facts and circumstances would objectively be viewed as given in the context of a trusted relationship that will be determinative. [read post]
