Search for: "SEC v. Management Solutions"
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24 May 2024, 11:03 am
His creative solutions, intelligent management, and results-driven mindset have fundamentally changed how both defendants and plaintiffs approach eDiscovery. [read post]
23 May 2024, 5:27 am
IV, Sec. 3, Cl. 2) grants complete power to the government to manage federal land and airspace, but imposes no duties or guidelines as to what those powers ought to look like, and thus it would be very hard to bring a claim arguing a violation of the Property Clause. [read post]
19 May 2024, 9:05 pm
Nov 28, 2023 | Is the SEC Hiding in Plain Sight? [read post]
15 May 2024, 1:19 pm
APRA Sec. 13(c)(1)(B)(vi)(IV)&(V). [read post]
10 May 2024, 6:45 am
See NCAA v. [read post]
4 May 2024, 8:31 pm
Seilkop v. [read post]
25 Apr 2024, 9:05 pm
For example, in Liu v. [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
14 Mar 2024, 9:05 pm
Moreover, under the landmark cases Revlon, Inc. v. [read post]
23 Jan 2024, 9:01 pm
The SEC had charged AllianzGI with abandoning its investment and risk management strategies in the management of the Structural mutual funds. [read post]
6 Dec 2023, 2:35 am
In recent years, diversity and inclusion (D&I) in the financial services sector has become a focus for regulators around the world. [read post]
29 Nov 2023, 5:44 pm
” John Fritze of USA Today reports that “Supreme Court signals support for hedge fund manager who wants to gut SEC enforcement. [read post]
5 Nov 2023, 1:02 pm
And for those interested in the subject, the SEC has announced it will propose a rule on “human capital management” that commentators have speculated will be even more expansive than this Nasdaq rule. [read post]
31 Oct 2023, 6:26 am
Sec. 2. [read post]
20 Oct 2023, 2:40 pm
The SEC’s active approach to enforce the New Marketing Rules sends a stern reminder to SEC-registered fund managers to remain diligent when preparing marketing materials. [read post]
19 Oct 2023, 9:05 pm
In a recent report, Viral V. [read post]
29 Sep 2023, 10:04 am
” Butler v. [read post]
28 Jul 2023, 7:34 am
In a consumer survey, 19% of consumers who use a BNPL tool said they have tried Apple’s short-term financing option, according to the July 20 report by JD Power Managing Director Miles Tullo. [read post]
26 Jul 2023, 9:01 pm
The release prescribes granular disclosures, which seem designed to better meet the needs of would-be hackers rather than investors’ need for financially material information.[8] The new rule, for example, requires disclosure of detailed information about issuers’ cyber risk management processes and governance and relevant personnel.[9] Second, the SEC’s potentially non-material risk management and governance disclosures veer into managing… [read post]
19 Jul 2023, 9:05 pm
One bill would mandate that firms assess and disclose on an annual basis the financially related climate risks they face and how they are managing these risks. [read post]
