Search for: "Securities and Exchange Commission v. Rajaratnam"
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28 Jun 2013, 10:05 am
§ 78j(b), and Securities & Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
4 Mar 2013, 1:50 pm
Attorney’s Office, the Securities and Exchange Commission (“SEC”), and from Gupta himself; collecting and reviewing millions of documents leading to document productions of over 400,000 pages; and providing counsel to represent various of its officers and employees in depositions and at trial. [read post]
15 Jun 2012, 11:30 am
Rajaratnam in 2008. [read post]
4 Jun 2012, 6:29 am
Jacob Frenkel, a former Securities and Exchange Commission lawyer who is now with Shulman Rogers Gandal Pordy & Ecker PA in Potomac, Maryland, said it’s proven lying, and not reputation, that puts many celebrity defendants behind bars. [read post]
4 May 2012, 10:45 am
Colo.) and/or the US Securities and Exchange Commission Fair Fund, SEC v. [read post]
7 Feb 2012, 5:00 am
On October 26, 2011, the Securities and Exchange Commission (“SEC”) brought suit in Federal District Court against Rajat K. [read post]
19 Jan 2012, 3:17 am
Securities and Exchange Commission in the case against Newman and another former employee, Jesse Tortora. [read post]
9 Dec 2011, 5:00 am
Nov. 8, 2011), the court granted the Securities and Exchange Commission’s (“SEC”) motion for summary judgment against the defendant for insider trading in violation of Section 10(b) of the Securities and Exchange Act of 1934 and Section 17(a) of the Securities and Exchange Act of 1933. [read post]
15 Nov 2011, 9:56 am
District Court for the Southern District of New York to pay a record monetary penalty of $92,805,705 in the Securities and Exchange Commission’s related enforcement action (SEC v. [read post]
9 Nov 2011, 10:08 am
Rakoff is well-known for speaking bluntly, giving the Securities and Exchange Commission heartburn, and a willingness to issue bold legal rulings, such as when he briefly overturned the death penalty in a decision that was later reversed. [read post]
26 Oct 2011, 3:02 pm
Securities and Exchange Commission, pursuant to its authority granted under § 10(b) of the Securities Exchange Act of 1934. 6. [read post]
26 Oct 2011, 11:39 am
Gupta v. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
13 Oct 2011, 9:33 am
Securities and Exchange Commission in a civil proceeding in 2007. [read post]
15 Sep 2011, 8:44 am
Business Roundtable v. [read post]
9 Aug 2011, 11:21 am
The Securities and Exchange Commission Aug. 4 dropped its administrative insider trading case against former Goldman Sachs Inc. [read post]
21 Jul 2011, 5:00 am
The court held that the Securities and Exchange Commission (“SEC”) had a presumptive right to access the wiretaps through discovery and that the defendants’ objections were too unpersuasive to overcome that presumption. [read post]
20 Jul 2011, 10:34 pm
Gupta sued the Securities and Exchange Commission claiming that the SEC cannot pursue their current administrative case against him because such a case would need to be brought in federal court. [read post]
12 Jul 2011, 1:01 pm
Rajaratnam and Galleon in federal court). [read post]
