Search for: "Security First Managers, LLC."
Results 1 - 20
of 3,569
Sort by Relevance
|
Sort by Date
14 Jun 2024, 7:57 am
The Declaration states that Covid-19 was a major factor in the filings, and secured and unsecured debt is well over $1 billion. [read post]
14 Jun 2024, 3:00 am
“My role was limited to platform management, and I was not involved in the direct sales or endorsements,” Yang said by email. [read post]
13 Jun 2024, 7:17 am
The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection with a three-year scheme to defraud investors of at least $3 million. [read post]
12 Jun 2024, 1:41 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
12 Jun 2024, 1:36 pm
Furthermore, privacy, data security, and privilege considerations add another layer to the management of modern attachments. [read post]
11 Jun 2024, 7:32 am
Daxton White, managing partner of The White Law Group, a national securities fraud and FINRA arbitration firm. [read post]
10 Jun 2024, 3:48 am
First, Justice Borrok construes the Articles’ provision that the LLC “is to be managed by 1 or more members” as “not address[ing] which member would manage it” and “not requir[ing] majority vote to effectuate the purpose of the LLC. [read post]
10 Jun 2024, 12:15 am
A membership interest in an LLC is not a security if the person claiming this exception can prove that all of the members are actively engaged in the management of the limited liability company. [read post]
7 Jun 2024, 10:50 am
The Securities and Exchange Commission charged three persons with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the subject of the Commission’s emergency action in May 2022, and, later, on behalf of Legend Venture Partners LLC, the subject of the Commission’s emergency action in June 2023. [read post]
7 Jun 2024, 6:44 am
Morgan Securities LLC UBS Financial Services Inc. [read post]
7 Jun 2024, 6:19 am
Neuberger Berman Management Inc. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
5 Jun 2024, 1:45 pm
On May 8, 2024, LPL Financial LLC announced it has closed its acquisition of the wealth management business of? [read post]
5 Jun 2024, 10:52 am
To contact the firm, please call 888-637-5510 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states ag [read post]
5 Jun 2024, 6:51 am
Meyer disclosed in his first Supplemental Declaration that V&E represents certain members of the Ad Hoc Group in unrelated matters… Specifically, V&E represents Ares Management, LLC, Morgan Stanley & Co., LLC, Oaktree Capital Management, LP, and Monarch Alternative Capital LP. [read post]
2 Jun 2024, 9:01 pm
But first, as is customary, my remarks today are in my official capacity as Director of the Division of Enforcement, but do not necessarily reflect the views of the Commission, the Commissioners, or members of the staff. [read post]
31 May 2024, 2:08 pm
(and its subsidiary Lockton Affinity LLC) and underwriter Chubb Ltd. [read post]
31 May 2024, 12:51 pm
A CRM system can help you manage leads [read post]
31 May 2024, 11:49 am
This is not the first time that Merrill has been sanctioned by New Hampshire over telemarketing calls. [read post]
31 May 2024, 11:27 am
Murray Founded Trillium Capital as an investment management firm, where he serves as the Managing Partner. [read post]
