Search for: "The Management Company, LLC"
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7 Jun 2024, 10:50 am
Greenwood of the Asset Management Unit and Sushila P. [read post]
7 Jun 2024, 6:44 am
American Research & Management Company Leonardo Hernandez III Citigroup Global Markets Inc. [read post]
5 Jun 2024, 3:38 pm
Between July 2010 and June 2014, the individuals in question were involved in selling investments in six interconnected limited liability companies (LLCs) to clients who were under the management of their registered investment advisor, PWC. [read post]
5 Jun 2024, 1:45 pm
On May 8, 2024, LPL Financial LLC announced it has closed its acquisition of the wealth management business of? [read post]
5 Jun 2024, 6:51 am
Meyer disclosed in his first Supplemental Declaration that V&E represents certain members of the Ad Hoc Group in unrelated matters… Specifically, V&E represents Ares Management, LLC, Morgan Stanley & Co., LLC, Oaktree Capital Management, LP, and Monarch Alternative Capital LP. [read post]
4 Jun 2024, 2:00 am
In the present case, there were apparent inconsistencies in the documented deed showing who was the managing manager, however, the Board’s lawyer entirely skipped the portion of the preliminary report that stressed the need, in the case of a limited liability company, to examine the company’s operating agreement and to obtain proof the company was properly operating through its manager. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
31 May 2024, 2:08 pm
(and its subsidiary Lockton Affinity LLC) and underwriter Chubb Ltd. [read post]
31 May 2024, 12:51 pm
Protecting Your Business: Entity Choice and Exemptions Limited Liability Companies (LLCs): Consider forming an LLC Consider forming an LLC to shield personal assets from business debts. [read post]
31 May 2024, 11:49 am
As part of the settlement, Merrill has agreed to a censure, an $825,000 fine, and a requirement for senior management to certify within 90 days that the firm has remediated the issues and implemented a compliant supervisory system and procedures. [read post]
31 May 2024, 11:27 am
Managed a broad public stock, bond portfolio, and real estate development investments at Trillium Capital, taking large positions in companies. [read post]
31 May 2024, 9:44 am
Introduction Community Property. [read post]
31 May 2024, 12:15 am
Capital Advisors, LLC v. [read post]
30 May 2024, 5:11 am
So first up, we have Mathew Kerbis, out of Chicago, he’s the 2024 James Keane Award recipient, and founder of subscription attorney, LLC. [read post]
28 May 2024, 2:21 pm
Delaware LLCs make it easy to transfer ownership of a business or change management. [read post]
28 May 2024, 12:17 pm
A “Manager” handles the company’s daily operations but usually isn’t part of the ownership structure or involved in significant company decisions involving LLC Members. [read post]
28 May 2024, 12:03 pm
Small businesses typically prefer to form as LLCs because an LLC’s legal structure is flexible and easier to manage. [read post]
27 May 2024, 9:03 pm
Warning letters often are not issued until a company has been given months to years to correct problems. [read post]
27 May 2024, 8:00 am
Chipotle Mexican Grill, Inc., and Chipotle Services, LLC, Case No. 2:22-cv-00326-MHT-SMD) in U.S. [read post]
