Search for: "Troy A. Paredes"
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30 Dec 2023, 9:05 pm
The Promise and Perils of Regulating ESG May 28, 2023 | Bijan Avaz Troy A. [read post]
24 Dec 2023, 9:05 pm
Sunstein, Troy A. [read post]
27 May 2023, 9:05 pm
Securities and Exchange Commission (SEC) Troy A. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
27 Jan 2022, 10:33 am
Panelists included four former SEC officials: MaryJo White (chair), Troy Paredes (Commissioner), Bill Hinman (director of Division of Corporation Finance), and Stephanie Avakian (co-director of Enforcement).Cybersecurity. [read post]
27 Sep 2020, 9:02 pm
Dudley of George Washington University; Herbert Hovenkamp of the University of Pennsylvania Law School; Troy Paredes, a former Commissioner of the U.S. [read post]
23 Jul 2020, 8:30 am
A combination of Geithner’s and FSOC’s public pressure on the SEC coupled with a response by the SEC’s economics division (now called DERA) to a request for additional market data from a bipartisan block of SEC commissioners (Luis Aguilar (D), Troy Paredes(R), and Daniel Gallagher (R)) likely secured the votes needed to propose the SEC’s second round of MMF reforms, which were finalized in 2014. [read post]
29 Mar 2019, 9:59 am
Writing with former SEC commissioner Troy Paredes, Hunton Andrews Kurth partner Scott Kimpel provides a complete survey of the federal securities laws’ impact on offerings of security tokens. [read post]
24 Dec 2018, 9:30 pm
These rules, former SEC commissioner Troy Paredes points out, allow investors to “bring pressure to bear on directors, officers, fund managers, and other market participants to serve investor interests. [read post]
24 Nov 2017, 6:01 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, November 20, 2017 Tags: Basic, Class actions, Fraud-on-the-Market, Misreporting, Reliance, Securities enforcement, Securities fraud, U.S. federal courts Analysis of SEC Guidance on Shareholder Proposals Posted by Troy Paredes, Allie Rutherford, and Sharo Atmeh, CamberView Partners, on Monday, November 20, 2017 Tags: Boards of… [read post]
20 Nov 2017, 6:26 am
Posted by Troy Paredes, Allie Rutherford, and Sharo Atmeh, CamberView Partners, on Monday, November 20, 2017 Editor's Note: Troy Paredes is a former Commissioner of the U.S. [read post]
27 Feb 2017, 5:44 am
Engaging Regulatory Change Troy A. [read post]
31 Oct 2016, 7:05 am
Former Commissioner Troy Paredes noted concerns in one case with the injunctive relief sought and the use of a corporate negligence theory. [read post]
27 Dec 2015, 9:30 pm
Information Overload and Mandatory Securities Regulation Disclosure Troy A. [read post]
14 Jun 2015, 9:29 pm
Paredes Disclosure is powerful, but that does not mean that more disclosure is always better than less. [read post]
30 Dec 2014, 9:30 pm
Paredes, former Commissioner of the SEC, who reflected on his term during a recent seminar hosted by the Penn Wharton Public Policy Initiative. [read post]
26 Mar 2014, 9:55 pm
The past five years were the busiest in the history of the Securities and Exchange Commission (SEC) according to Troy A. [read post]
8 Aug 2013, 10:26 am
SEC Commissioners Daniel Gallagher and Troy Paredes were the two dissenters in the 3-2 vote and made a joint statement expressing their concern that the “final rule could chill important discussions between a broker-dealer and its auditors” as well as “compromise any privileges that cover communications between a broker-dealer and its auditor[.] [read post]
30 May 2013, 2:35 pm
Michael Piwowar is to replace SEC Republican Commissioner Troy Paredes, whose term is expiring in June, and Kara Stein is to replace SEC Democratic Commissioner Elisse Walter. [read post]
28 May 2013, 4:19 am
The President also nominated Michael Piwowar to succeed SEC Commissioner Troy Paredes whose term expires at the end of June. [read post]
