Search for: "US COMMODITY FUTURES TRADING COMMISSION"
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24 May 2024, 3:48 am
Commission Implementing Regulation (EU) 2017/1093 on format of position reports by investment firms and market operators (ITS 2017/1093): The revised MiFID II requires trading venues where options are traded to publish two weekly position reports in addition to the existing weekly report combining futures and options positions. [read post]
21 May 2024, 9:05 pm
Markham suggests that cryptocurrencies could also be classified as commodities, in which case they would fall under the exclusive regulatory authority of the Commodities Future Trading Commission (CFTC). [read post]
15 May 2024, 9:05 pm
There are three dominant clearinghouses in the U.S. for derivatives trading on commodities: ICE, CME and LCH. [read post]
6 May 2024, 8:39 am
By the early 1990s, digital registries such as the Art Loss Register (ALR) and commissions like the Commission for Art Recovery were established worldwide, specifically focusing on the identification of stolen artworks. [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
25 Apr 2024, 11:36 am
” The points raised by Lee echo those made by National Whistleblower Center (NWC), which has sent letters to the DOJ urging them to follow the model of the Dodd-Frank Act whistleblower programs at the SEC and Commodity Futures Trading Commission (CFTC). [read post]
24 Apr 2024, 12:17 pm
Commodity Futures Trading Commission (CFTC) has contacted a number of major banks requesting non-disclosure agreements used in their swaps and clearing businesses to see whether they restrict whistleblowing, according to reporting by Bloomberg. [read post]
19 Apr 2024, 2:45 pm
The energy and commodities trading holding company held $63.4 billion in assets before its stocks tanked. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
18 Apr 2024, 12:52 pm
The Commodity Futures Trading Commission (CFTC) released preliminary guidance regarding the trading of voluntary carbon credits on designated contract markets. [read post]
16 Apr 2024, 12:03 pm
And it would allow consumers to universally opt-out of the collection of their personal data from brokers, using a registry maintained by the Federal Trade Commission. [read post]
8 Apr 2024, 3:10 am
The details for the reporting records of transactions entered into, concluded, or executed on OMPs, including the specific arrangements for ensuring effective data reporting are to be set out by the European Commission in an implementing act. [read post]
4 Apr 2024, 8:57 am
On March 22, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a $7 million enforcement action taken against the U.S. [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
1 Apr 2024, 12:05 pm
On March 14, the Commodity Futures Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
28 Mar 2024, 9:05 pm
In her introduction, the DAG referenced the historical use of whistleblower programs at the federal law enforcement level (e.g., Securities and Exchange Commission and Commodity Futures Trading Commission programs authorized under Dodd-Frank as well as similar programs implemented by the Internal Revenue Service and the Financial Crimes Enforcement Network). [read post]
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
20 Mar 2024, 8:24 am
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
19 Mar 2024, 1:12 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
