Search for: "US Securities and Exchange Commission v. Brown"
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3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
30 Mar 2024, 5:14 am
Like the EPA in Sarinsky’s piece, agencies should follow the good example of the Securities and Exchange Commission in SEC v. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
6 Mar 2024, 9:01 pm
Today’s rule is the culmination of efforts by various interests to hijack and use the federal securities laws for their climate-related goals. [read post]
5 Mar 2024, 6:55 am
Securities and Exchange Commission rules on potential conflicts of interest stemming from having an attorney on the board who’s employed by a law firm that receives work from the company. [read post]
17 Dec 2023, 9:03 pm
An important part of the Commission’s responsibility is determining how best to deploy the resources that Congress entrusts to us. [read post]
1 Dec 2023, 3:00 am
Senate contests like Sherrod Brown’s in Ohio and Jon Tester’s in Montana. [read post]
30 Nov 2023, 4:28 am
ShareWednesday’s argument in Securities and Exchange Commission v. [read post]
22 Nov 2023, 10:58 am
On Nov. 29, the justices will hear oral argument in Securities and Exchange Commission v. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
24 Aug 2023, 9:05 pm
Securities and Exchange Commission (SEC) voted to reform transparency rules for private equity and hedge funds, which together manage about $20 trillion in assets. [read post]
14 Aug 2023, 5:36 am
This duo gives us a solid overview of the MQD’s triggers that is increasingly being picked up by advocates and academics. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
29 Jun 2023, 9:15 pm
Platt found that tipsters represented by lawyers—especially experienced lawyers and those who previously worked at the Securities and Exchange Commission—outperformed most other tipsters. [read post]
17 Jun 2023, 10:42 am
United States v. [read post]
18 May 2023, 8:01 am
United States, as well as a second case, Brown v. [read post]
