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19 Sep 2024, 9:05 pm
” Congress enacted new regulatory regimes to address significant changes in the past, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act that was passed in 2010 in response to banking practices that led to the Great Recession. [read post]
18 Sep 2024, 6:31 am
Towards the start of the twentieth century, big businesses were primarily created through mergers engineered by Wall Street financiers. [read post]
18 Sep 2024, 6:31 am
Towards the start of the twentieth century, big businesses were primarily created through mergers engineered by Wall Street financiers. [read post]
17 Sep 2024, 11:29 am
. ************************ In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) endowed the SEC with almost absolute discretion as to whether to bring its enforcement actions in federal court or in administrative proceedings. [read post]
17 Sep 2024, 6:31 am
Recent controversies, such as the sales by executives of COVID-19 vaccine developers shortly after announcing breakthroughs, have once again highlighted concerns about the potential misuse of Rule 10b5-1 (see the recent Wall Street Journal article “Pfizer CEO Joins Host of Executives at Covid-19 Vaccine Makers in Big Stock Sale”). [read post]
17 Sep 2024, 6:31 am
Recent controversies, such as the sales by executives of COVID-19 vaccine developers shortly after announcing breakthroughs, have once again highlighted concerns about the potential misuse of Rule 10b5-1 (see the recent Wall Street Journal article “Pfizer CEO Joins Host of Executives at Covid-19 Vaccine Makers in Big Stock Sale”). [read post]
2 Sep 2024, 7:16 am
First and foremost, and as discussed in detail here, on March 13, 2024, the European Parliament approved the adoption of the EU Artificial Intelligence Act, legislation that the Wall Street Journal, in a front-page article, called the “World’s First Comprehensive AI Law. [read post]
30 Aug 2024, 3:30 am
Here’s an anecdote from the Wall Street Journal that you might find very exciting or very scary, depending on your perspective: At a recent bank board meeting, directors were treated to a surprise. [read post]
22 Aug 2024, 6:17 am
Jones resigned in October after he confirmed to The Wall Street Journal that he had shared a home for years with Elizabeth Freeman, a Jackson Walker partner from 2018 to 2022. [read post]
19 Aug 2024, 7:33 am
He is regarded as one of the most successful hedge fund managers and investors in Wall street. [read post]
17 Aug 2024, 6:15 am
"—Sujeet Indap, Wall Street Editor at the Financial Times and co-author of Caesars Palace Coup [read post]
16 Aug 2024, 1:48 am
Others are the Wall Street Journal, the Financial Times and the Economist. [read post]
14 Aug 2024, 9:11 am
As reported by the Wall Street Journal, investors were kept in the dark about the GWG L Bonds, which offered a fixed rate of return. [read post]
1 Aug 2024, 2:59 pm
Jarkesy In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act expanded the SEC’s authority, allowing it to impose civil penalties through its own in-house adjudications. [read post]
1 Aug 2024, 2:59 pm
Jarkesy In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act expanded the SEC’s authority, allowing it to impose civil penalties through its own in-house adjudications. [read post]
30 Jul 2024, 1:28 pm
While images of wall street corruption and big corporate scandals may immediately spring to mind when you hear the term securities fraud, it is actually a broad classification of crimes that can potentially affect thousands of Americans. [read post]
26 Jul 2024, 9:00 am
The Wall Street Journal recently published an article highlighting two companies, Aptera and Boxabl, who, to date, have failed to generate meaningful results for their investors, despite raising over $170 million. [read post]
26 Jul 2024, 9:00 am
The Wall Street Journal recently published an article highlighting two companies, Aptera and Boxabl, who, to date, have failed to generate meaningful results for their investors, despite raising over $170 million. [read post]
19 Jul 2024, 4:08 am
Ncholars Bariyo reports for the Wall Street Journal. [read post]
16 Jul 2024, 11:01 am
Regulators will now have what the Wall Street Journal called “a harder time stretching laws to expand their power. [read post]
