Search for: "aumeli"
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26 Jul 2011, 6:59 pm
Significant failures preceded or accompanied Aum successes. [read post]
4 Nov 2013, 7:00 am
The RIA misstated its AUM by nearly $30 million so that it could continue as a SEC-registered adviser. [read post]
12 Jun 2017, 1:45 pm
Alternatives AUM reflected realizations1 of $1.1 billion at Clarion Partners. [read post]
13 Sep 2016, 1:18 pm
Liquidity outflows were $21.6 billion and this month’s AUM included a negative foreign exchange impact ... [read post]
2 Jul 2009, 7:06 pm
SEC Commissioner Aguilar Proposes Registration For Funds with as little as $25MM of AUM Just today I had an opportunity to review the transcript of a speech by SEC Commissioner Aguilar in which he advocates that funds with as little as $25MM of AUM should register with the SEC. [read post]
21 Sep 2016, 4:15 am
Aum Shinrikyo combines elements of Eastern religions and Christianity, but is generally seen as an offshoot of Japanese Buddhism. [read post]
16 Mar 2011, 7:36 pm
Now, the threshold will be $100MM of AUM. [read post]
15 Jun 2012, 8:31 am
The attacks, allegedly orchestrated by a Japan-based cult known as Aum Shinrikyo [FAS backgrounder], killed 13 people and sickened more than 5,500 more. [read post]
15 Jun 2012, 8:31 am
The attacks, allegedly orchestrated by a Japan-based cult known as Aum Shinrikyo [FAS backgrounder], killed 13 people and sickened more than 5,500 more. [read post]
5 Jul 2013, 6:22 am
Towards the end of our sample period, these nonreporting firms collectively manage US $862 billion of AUM that is missing from the reported US $1,322 billion of AUM managed by firms in the three major commercial databases combined. [read post]
3 May 2010, 8:56 pm
(M Securities), with a $27,684,707 average AUM/rep 10. [read post]
27 Jul 2020, 7:58 am
That’s a 45.2% drop from $434.3M in AUM to $238.6M. [read post]
30 May 2012, 9:34 am
Investment advisers (IAs) with assets under management (AUM) of between $20 and $30 million pay $350; IAs with AUM of between $30 and $45 million pay $450; IAs with AUM of between $45 and $60 million pay $550; IAs with AUM of between $60 and $75 million pay $650; and IAs with AUM exceeding $75 million pay $750. [read post]
4 Jan 2012, 1:51 pm
("ADV crackdown on, as SEC says firm claimed $200M in AUM, had $3M,” InvestmentNews). [read post]
20 Mar 2015, 1:11 am
While nearly 200 members of the Aum Shinrikyo religious cult had been convicted in the nerve gas attack, including its leader, Shoko Asahara, two other fugitives escaped capture. [read post]
21 Apr 2025, 6:32 am
Navigating global crosscurrents, total assets under management (AUM) in sustainable funds grew at high single-digit rates in 2024. [read post]
21 Apr 2025, 6:32 am
Navigating global crosscurrents, total assets under management (AUM) in sustainable funds grew at high single-digit rates in 2024. [read post]
25 Nov 2012, 10:12 am
From July 2009 to early 2011, Barthelemy purportedly improperly registered Barthelemy Group with the SEC on the basis of the aspirational AUM that was 10 times higher than reality. [read post]
11 Nov 2024, 5:00 am
Invesco wanted to meet the needs of its investors by saying that it had “over 94% of AUM currently integrating ESG. [read post]
14 Nov 2010, 4:37 pm
According to a recent Bloomberg article, and a couple of my recent clients, Goldman Sachs Execution and Clearing (GSEC) will no longer act as the custodian and clearing agent for most small hedge funds with less than $5 million in AUM. [read post]
