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22 Oct 2023, 9:01 pm by renholding
Morgan Stanley split from the Ninth Circuit, finding that a violation of Item 303 would be actionable under Section 10(b) and Rule 10b-5 if plaintiffs met the materiality requirements set forth in Basic Inc. v. [read post]
17 Oct 2023, 10:23 am by The White Law Group
    According to his FINRA BrokerCheck report, Lesk was reportedly affiliated with the following firms during his career in the securities industry, among others:  09/01/2022 – 10/05/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
11 Oct 2023, 7:09 pm by Ben Vernia
According to DOJ’s press release: Port Richey, Florida-based automotive management company Victory Automotive Group Inc. [read post]
11 Oct 2023, 9:25 am by Keith Szeliga and Daniel Alvarado
The FAR directs the Government to examine the reasonableness of costs with “particular care” in connection with firms or separate divisions that may not be subject to effective competitive restraints.[16] The Defense Contract Audit Agency (DCAA) frequently challenges the reasonableness of interdivisional work orders, subcontracts with affiliates, and subcontracts with companies owned or managed by former employees. [read post]
5 Oct 2023, 9:39 am by admin
October 5, 2023 On September 27, 2023, the Canadian Competition Bureau (Bureau) announced that the Dufresne Group Inc. [read post]
4 Oct 2023, 3:02 pm by NARF
USA (Bristol Bay Pebble Mine; Clean Water Act; state sovereignty) Four petitions for certiorari were denied on 10/2/2023: Bird Industries, Inc. v. [read post]
1 Oct 2023, 12:30 pm by Tom Mayo
The Chamber was joined by a handful of affiliates -- along with AbbVie, Inc., manufacturer of the lucrative [read post]
20 Sep 2023, 9:05 pm by renholding
Sahara Enterprises, Inc. by holding that a shareholder is not required to provide a reason behind a stated need for a valuation to assert the inspection right. [read post]
20 Sep 2023, 8:30 am by Doug Cornelius
Sources: SEC Charges CBRE, Inc. with Violating Whistleblower Protection Rule SEC Order CBRE Busted on Pre-taliation Clauses by Matt Kelley in Radical Compliance A New Regulatory Action to Help Potential Whistleblowers [read post]