Search for: "Andrew E. Stock"
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13 Dec 2014, 4:00 am
By Daniel E. [read post]
19 Nov 2014, 5:58 pm
Rothermel of Venable on the firm’s blog, All About Advertising Law PERS Still Massively Underfunded Despite Stock Market Hitting All-Time Highs – Jackson, Mississippi attorney Philip Thomas on the blog Mississippi Litigation Review and Commentary The Myth of the Regulatory Gap: BLM’s Proposed Hydraulic Fracturing Rule Compared to Existing State Law – Denver attorney Mark Barron of BakerHostetler on the firm’s North America Shale Blog SEC Whistleblower program… [read post]
29 Oct 2014, 8:37 pm
Andrew Jackson 7. [read post]
28 Oct 2014, 9:50 pm
Andrew Jackson 7. [read post]
14 Oct 2014, 10:09 am
Investment Company Exception The third exception permits an individual, registered fund – or a series of such fund − to participate in an offering of an equity security regardless of whether another series of the registered fund or an affiliated registered fund sold short during the restricted period.1 Robust Compliance During this most recent announcement, Andrew Ceresney, director of the SEC’s Division of Enforcement, stated: Rule 105 is an important preventive measure… [read post]
8 Oct 2014, 7:13 am
From Joseph E. [read post]
15 Sep 2014, 1:27 pm
to take stock of the current state of this debate and its implications. [read post]
30 Jun 2014, 1:26 pm
Do insider tips to a cousin’s stock broker or candid quips with management team about an employee (“What?! [read post]
24 Jun 2014, 5:00 am
Andrew P. [read post]
29 Apr 2014, 6:10 am
Yehuda agreed to settle the SEC's charges by disgorging his trading profit of $20,740 and paying prejudgment interest of $1,666 and a penalty of $20,740 for a total of $43,146.For more information and the somplicaints and orders- SEC Charges Six Individuals With Insider Trading in Stock of E-Commerce Company Prior to Acquisition by eBay [read post]
17 Mar 2014, 3:23 pm
What the e-mails failed to disclose among other things was that Babikian held more than 1.4 million shares of America West stock, which he had already positioned and intended to sell immediately through a Swiss bank. [read post]
13 Mar 2014, 3:28 pm
AgFeed's accounting misdeeds started in China, and U.S. executives failed to properly investigate and disclose them to investors," said Andrew J. [read post]
1 Mar 2014, 8:31 am
Andrew E. [read post]
24 Dec 2013, 5:45 am
For example, “[t]he general stock of incidents in fiction or drama is free for all to use ― a substantial part of everyone’s culture, not of any one individual’s work”: D. [read post]
6 Dec 2013, 12:34 am
Securities and Exchange Commission (“the SEC”), Mary Jo White has made clear that her administration will focus on identifying and investigating accounting abuses at publicly traded companies, a focus that has been echoed by Chairperson White’s co-Directors of Enforcement, George Canellos and Andrew Ceresney.[1] This renewed focus is perhaps unsurprising: whistleblower complaints relating to corporate disclosures far outstrip complaints in other popular enforcement… [read post]
14 Nov 2013, 1:04 pm
Burns, the Johns Hopkins University ; Andrew L. [read post]
3 Sep 2013, 1:38 am
Every fall, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
17 Jul 2013, 10:00 pm
“Total used illicit payments to win business in Iran, and reaped substantial financial benefits as a result,” said Andrew M. [read post]
7 Jun 2013, 4:21 am
Of particular interest in that regard are the comments offered in connection with the book, Race against the Machine, published by MIT Professors Erick Brynjolfson and Andrew McAfee in 2011. [read post]
13 Mar 2013, 5:27 am
The payments were made through e-Gold and money wires. [read post]
