Search for: "Capital One Financial Corporation"
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9 Dec 2023, 9:03 pm
Pollman has also served on the ABA Corporate Laws Committee and is a research member of the European Corporate Governance Institute. [read post]
8 Dec 2023, 9:55 am
-taxpayer-controlled foreign corporation’s “accumulated post-1986 deferred foreign income” as part of the corporation’s taxable income during 2017. [read post]
7 Dec 2023, 7:30 am
The Start-up and Venture Capital Practice Group at Riggs Davie PLC counsels founders, entrepreneurs, and investors through early-stage corporate structure decisions and opportunities for leveraging QSBS treatment. [read post]
6 Dec 2023, 2:35 am
The HKEX stated that issuers’ boards that are only composed by members of one gender will be in contravention of its Listing Rules. [read post]
4 Dec 2023, 10:00 pm
Financial Institution Regulations State Law Comparison Tool Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
4 Dec 2023, 9:05 pm
(c) Available and relative resources Here we outline how regulatory resources including human capital (with the right expertise), financial capital, and other crucial assets such as data contribute to more effective rule-making. [read post]
3 Dec 2023, 9:05 pm
Corporate investment drove rapid economic growth that was largely beneficial. [read post]
3 Dec 2023, 3:22 pm
Here at The D&O Diary, we cover the liabilities of corporate directors and officers. [read post]
1 Dec 2023, 10:14 am
Boycotting (or “negative screening,” in modern parlance) was one way to shift financial flows away from industries that did not respect human rights while raising awareness of serious supply chain problems that harmed workers or communities. [read post]
1 Dec 2023, 8:06 am
His previous employers include Ameriprise Financial Services, Inc. [read post]
30 Nov 2023, 9:01 pm
In what circumstances is such market capitalization-based weighting required? [read post]
30 Nov 2023, 7:38 am
The applicable legal test is a strict one. [read post]
29 Nov 2023, 10:40 am
This can lead to substantial savings and represents a valuable tool for optimizing financial returns. [read post]
29 Nov 2023, 8:25 am
It is motivated by the quest for a natural experiment that would offer insight regarding what one could broadly call the "incidence of the corporate tax" - or, more narrowly and carefully, as the paper recognizes, on the short-term incidence of the particular corporate tax cuts that Congress enacted in 2017. [read post]
28 Nov 2023, 4:50 pm
Under the reportable situations regime, Australian financial services licensees and Australian credit licensees must submit notifications to ASIC about any deemed “significant” breaches of “core obligations” under section 912D of the Corporations Act 2001 (Cth) (Corporations Act) and section 50A of the National Consumer Credit Protection Act 2009 (Cth). [read post]
28 Nov 2023, 8:29 am
Brief Thoughts on Martin Lipton: "ESG, Stakeholder Governance, and the Duty of the Corporation" (Harvard Law School Forum on Corporate Governance); to what extent is the premise of administrative supervision either a wise one (as norm or as applied) or one that complements the ideology of liberal democracy (e.g. [read post]
27 Nov 2023, 9:00 am
One of them is the right not to be deprived of a life, liberty, or property interest by someone with a financial interest in the outcome—for instance, a judge who sits on a case while investing in (or receiving a bribe from) one of the parties. [read post]
26 Nov 2023, 9:05 pm
On a more positive note, there is one new working paper that goes beyond conventional wisdom in financial economics. [read post]
23 Nov 2023, 8:12 am
Pix Credit here One of the great fundamental contradictions of globalization has been its insistence on two conditions: the first is the elimination of borders to effectuate principles of free movement of goods, investment, capital (and to some extent people). [read post]
21 Nov 2023, 6:30 am
The companies improving their scores to join the Trendsetter ranks this year are Meta Platforms Inc.; Alliant Energy Corp.; American Electric Power Company Inc.; Archer Daniels Midland Co.; Celanese Corp.; CMS Energy Corp.; Equinix Inc.; Fifth Third Bancorp; Freeport-McMoRan Inc.; Gilead Sciences Inc.; PG&E Corp.; Pinnacle West Capital Corp.; Prologis Inc.; Public Service Enterprise Group; Raytheon Technologies Corp.; Regions Financial Corp.; ServiceNow Inc.; Texas Instruments… [read post]
