Search for: "Credit Suisse Securities LLC" Results 181 - 200 of 256
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16 May 2019, 8:31 am by Silver Law Group
Health Insurance Innovations raised more than $65 million with its public offering, which used underwriters Citigroup Global Markets, Credit Suisse Securities USA, BofA Merrill Lynch, and Raymond James Financial. [read post]
22 Feb 2019, 12:40 pm by Zamansky
If you have lost money in an iron condor or other yield enhancement strategy investment, the securities fraud attorneys at Zamansky, LLC may be able to recover your losses through FINRA arbitration. [read post]
13 Mar 2013, 11:50 am
The United States District Court for the Southern District of New York dismissed the complaint, relying upon the Supreme Court’s decision in Credit Suisse Securities (USA) LLC v. [read post]
11 Jul 2008, 4:32 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
17 Sep 2008, 4:28 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
27 May 2010, 2:15 pm by Page Perry LLC
But during the same time frame that Credit Suisse was getting itself out of CDO securities, it began selling mortgage-backed CDOs securities to one of Page Perry’s clients—and continued doing so well into the summer of 2007, when the CDOs became illiquid and resulted in a multi-million loss for the client. [read post]
21 Aug 2023, 9:42 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Jan 2023, 7:39 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2nd
7 Dec 2009, 7:43 am by N. Peter Rasmussen
Supreme Court in its 2007 decision, Credit Suisse Securities (USA) LLC v. [read post]
11 May 2008, 9:34 am
" Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
4 Jun 2015, 11:30 am by Public Employment Law Press
James was Chairman of Global Investment Banking and Private Equity at Credit Suisse First Boston, and Chairman of the Banking Group at Donaldson, Lufkin & Jenrette. [read post]
4 Jun 2015, 11:30 am by The Public Employment Law Press
James was Chairman of Global Investment Banking and Private Equity at Credit Suisse First Boston, and Chairman of the Banking Group at Donaldson, Lufkin & Jenrette. [read post]
2 Apr 2021, 1:29 pm by zamansky
So far, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and Nomura Securities have reported huge potential losses as a result of complex equity swaps – dubbed CFDs or contract for differences – with Archegos. [read post]
27 Aug 2010, 9:52 am by Page Perry LLC
” Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
17 Feb 2020, 6:48 am by Silver Law Group
He then worked for Credit Suisse Securities (USA) LLC (CRD# 816) before joining UBS (CRD# 8174) in 2015. [read post]
17 Jan 2008, 9:42 am
"Because of this new white collar focus, the regulating agencies have come into play in a huge way, and thus what it means to be in-house counsel has changed dramatically," said Pierre Gentin, Managing Director and Head of Litigation at Credit Suisse Securities, LLC. [read post]