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4 Jan 2014, 7:00 am
In this week’s Foreign Policy Essay, Daniel Byman posted C. [read post]
17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
6 Dec 2013, 3:14 pm
Switzerland also has a long history of social equality, and many citizens were offended by cases like that of Daniel Vasella, the former chief executive of the pharmaceutical company Novartis, who this year demanded a $78 million severance package in return for a promise not to share his know-how with any competitors. [read post]
12 Nov 2013, 9:12 am
Section 342 of the Dodd Frank Act directed the SEC, and certain other federal agencies, to establish an Office of Minority and Women Inclusion. [read post]
23 Sep 2013, 1:09 am
Statement by the two dissenting Commission members, Michael Piwower and Daniel Gallagher, can be found here and here, respectively. [read post]
19 Sep 2013, 2:41 pm
Granted the SEC has to adopt a rule implementing the asinine requirement in Dodd-Frank Section 953(b) re disclosure of the ratio of CEO pay to that of a company's average workers, but I still want to... [[ This is a content summary only. [read post]
8 Aug 2013, 10:26 am
Dodd-Frank authorized the SEC to impose a fiduciary standard on broker-dealers but to date the SEC has only taken an investigative approach. [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
16 Jun 2013, 8:10 am
Bard, and Daniel R. [read post]
12 May 2013, 2:30 am
This week in the New York Times, Jeffrey Rosen reviews The Federalist Society: How Conservatives took the Law Back from Liberals (Vanderbilt) by Michael Avery and Daniel McLaughlin. [read post]
21 Apr 2013, 6:06 am
Daniel Chamovitz. [read post]
9 Apr 2013, 5:49 am
Editor’s Note: The following post comes to us from Marinilka Kimbro of the Department of Accounting at Seattle University and Danielle Xu of the Department of Finance at Gonzaga University. [read post]
28 Mar 2013, 9:42 am
(see remarks by SEC Commissioner Daniel Gallagher, Jan. 16, 2013, before the U.S. [read post]
14 Mar 2013, 6:27 am
Finally, Daniel Gallagher emphasized the importance of maintaining the SEC’s independence, and strongly questioned whether new legislative mandates (particularly those contained in the Dodd-Frank legislation) and the Financial Stability Oversight Council compromised that independence and minimized the SEC’s effectiveness. [read post]
5 Mar 2013, 8:34 am
This post was written by Terence Healy and Daniel Herbst. [read post]
3 Jan 2013, 6:25 am
Following closely on the heels of Federal Reserve Governor Daniel K. [read post]
20 Dec 2012, 3:21 pm
Section 922 of the Dodd-Frank Act prevents any person from interfering with a whistleblower’s report, including by threatening to enforce confidentiality agreements. [read post]
20 Dec 2012, 3:21 pm
Section 922 of the Dodd-Frank Act prevents any person from interfering with a whistleblower’s report, including by threatening to enforce confidentiality agreements. [read post]
3 Dec 2012, 12:39 am
A November 19, 2010 memo from the Pillsbury law firm entitled “Plaintiffs’ Firms Gaining Steam in New Wave Say-on-Pay Lawsuits” (here) reviews the history of say-on-pay litigation that has followed in the wake of the Dodd Frank Act’s requirements for an advisory shareholder vote on executive compensation. [read post]
31 Oct 2012, 9:06 pm
Maryland: “Montgomery County Police ‘Effects’ Bargaining Bludgeons Public Safety” [Trey Kovacs, CEI, earlier] Time to revisit “effects” bargaining for other employee groups too [Gazette] “A New Whistleblower Retaliation Statute Grows Up: Dodd-Frank is the new Sarbanes-Oxley” [Daniel Schwartz] Proposal for disclosure of “persuaders” would threaten many employers [Michael Lotito/The Hill, earlier] Judge greenlights… [read post]
