Search for: "Equity Industrial A-York LLC"
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4 Jan 2017, 3:55 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
2 Dec 2016, 11:11 am
Finally, from July 2015 until November 2016 Lambert was associated with Janney Montgomery Scott LLC out of the firm’s Melville, New York office location. [read post]
7 Oct 2016, 6:51 am
Evans represents Holistic Industries LLC, which counts Evans’ son-in-law Richard Polansky among its equity investors. [read post]
16 Sep 2016, 9:44 am
According to FINRA BrokerCheck, Cannata was registered with Craig Scott Capital, LLC in Uniondale, NY from 02/2012 – 09/2014. [read post]
1 Sep 2016, 4:48 pm
SB 1063 seeks to expand the provisions of last year’s Fair Pay Act — at the time the strictest gender pay equity law in the country — to race and ethnicity, and responds to critics of the Fair Pay Act that the pay equity issue is not limited to gender. [read post]
6 Jul 2016, 9:49 am
FINRA Broker Disciplinary Action Report May 2016Each month and again on a quarterly basis, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
16 Jun 2016, 2:48 pm
In a separate order, Marsh agreed to an industry and penny stock bar with the right to apply for reentry after five years. [read post]
11 Apr 2016, 11:28 am
Sprung has overseen a nationwide staff of nearly 80 attorneys, industry experts, and other professionals that investigates violations of the federal securities laws by investment advisers, registered funds, and private funds. [read post]
31 Mar 2016, 9:51 am
View the full report here.The Keystone Equities Group, L.P. [read post]
23 Feb 2016, 7:36 am
Jones Capital Equities Management, Admin. [read post]
22 Feb 2016, 4:36 pm
However, interest in purchasing this type of insurance did not develop until 1939, when in New York Dock Co. v. [read post]
29 Jan 2016, 9:59 am
A Manhattan state court dismissed a lawsuit alleging sexual harassment against a theater producer, Martian Entertainment, LLC v. [read post]
30 Dec 2015, 8:34 am
From February 2012 until August 2013, Bader was associated with Craig Scott Capital, LLC. [read post]
10 Dec 2015, 8:36 am
Regulation A+ allows private companies to raise up to $50 million by selling debt or equity to the public without having to meet all of the requirements of a traditional initial public offering. [read post]
23 Nov 2015, 3:15 pm
NYSER’s reclaimed authority encompasses the enforcement of rules that specifically govern the markets operated by ICE: the New York Stock Exchange LLC, NYSE Arca, Inc., and NYSE MKT LLC (the “NYSE Exchanges”). [read post]
7 Oct 2015, 7:55 am
Turner & Company, LLC, Grayson Financial, LLC, M.S. [read post]
4 Jun 2015, 11:30 am
New York Governor Andrew M. [read post]
4 Jun 2015, 11:30 am
New York Governor Andrew M. [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015… [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015… [read post]
