Search for: "GARY BANKS"
Results 181 - 200
of 1,314
Sort by Relevance
|
Sort by Date
21 Aug 2022, 12:45 pm
: The SEC Slays DRGN by Aegis Frumento Esq (BrokeAndBroker.com BlogStatement on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong by SEC Chair Gary GenslerEx-Bank Branch Manager Sentenced for Embezzlement (DOJ Release)Chippewa Valley Financial Advisor Sentenced to 84 Months for Fraud Scheme (DOJ Release)... [read post]
12 Aug 2022, 6:34 am
” “‘There is the potential for conflict of interest given there is an overlap in their business model with ours in terms of insurance and banking,’ Quinn said. [read post]
29 Jul 2022, 8:20 am
By Lene Powell, J.D.In a letter to SEC Chair Gary Gensler, Senate Banking Committee Ranking Member Pat Toomey (R-Pa) slammed a “continued unwillingness by the SEC to give regulatory clarity to the cryptocurrency community and consumers. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
27 Jul 2022, 11:00 am
Edited by Gary J. [read post]
26 Jul 2022, 9:01 pm
For those of us unaccustomed to communicating in five-letter acronyms, those are the London Inter-Bank Offered Rate and the second Markets in Financial Instruments Directive, both international developments with material relevance to the U.S. economy. [read post]
22 Jul 2022, 8:55 am
Stablecoins to Face Bank-Like U.S. [read post]
6 Jul 2022, 2:16 pm
Edited by Gary J. [read post]
6 Jul 2022, 8:44 am
Edited by Gary J. [read post]
26 Jun 2022, 9:05 pm
” Stablecoins are defined to include United States coins and currency, demand deposits at an insured depository institution, balances held at the Federal Reserve bank, foreign withdrawable reserves as defined in Section 249.3 of Title 12 of the Code of Federal Regulation, short term securities issued by or guaranteed by the Department of Treasury, related reserve requirements, or other high quality liquid assets determined by the appropriate federal or state banking agency to… [read post]
17 Jun 2022, 6:27 am
Sandstrom, Center for Political Accountability, on Friday, June 10, 2022 Tags: Accountability, ESG, Lobbying, Political spending, Reputation, Social contract, Stakeholders Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
17 Jun 2022, 6:27 am
Sandstrom, Center for Political Accountability, on Friday, June 10, 2022 Tags: Accountability, ESG, Lobbying, Political spending, Reputation, Social contract, Stakeholders Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
16 Jun 2022, 7:02 am
Perhaps now the regulatory gods will show the bank favor for once. [read post]
10 Jun 2022, 6:33 am
Posted by Gabriel Rauterberg (University of Michigan), on Monday, June 6, 2022 Tags: Central banking, COVID-19, Financial crisis, Financial regulation, Legal systems, Liquidity, Monetary policy, Systemic risk “Defense Stocks” Highlight Challenges in Navigating Sustainability Taxonomies Posted by Jason Halper, Timbre Shriver, and Jayshree Balakrishnan, Cadwalader, Wickersham & Taft LLP, on Monday, June 6, 2022 … [read post]
10 Jun 2022, 6:33 am
Posted by Gabriel Rauterberg (University of Michigan), on Monday, June 6, 2022 Tags: Central banking, COVID-19, Financial crisis, Financial regulation, Legal systems, Liquidity, Monetary policy, Systemic risk “Defense Stocks” Highlight Challenges in Navigating Sustainability Taxonomies Posted by Jason Halper, Timbre Shriver, and Jayshree Balakrishnan, Cadwalader, Wickersham & Taft LLP, on Monday, June 6, 2022 … [read post]
7 Jun 2022, 7:03 am
The Commission also agreed to mandate the use of inline eXtensible Business Reporting Language (inline XBRL) for filing financial statements and the accompanying schedules to the financial statements required by Form 11-K (Updating EDGAR Filing Requirements and Form 144 Filings, Release No. 33-11070, June 2, 2022).Citing Form 144 as a prime example, Chair Gary Gensler said that the amendments will make the filing process more efficient and cost-effective. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Statement by Chair Gensler on Proposed Updates to Names Rule Posted by Gary Gensler, U.S. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Statement by Chair Gensler on Proposed Updates to Names Rule Posted by Gary Gensler, U.S. [read post]
3 Jun 2022, 4:00 am
Judge Jose Rodriguez granted a motion for reconsideration for Floridians for Equality and Justice, effectively reversing his May 11 ruling that the group must turn over its bank records and reveal its contributors within 30 days. [read post]
