Search for: "Hedge Fund Attorney"
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3 Nov 2021, 8:07 am
Siejas currently has two pending complaints on his broker record for allegations of Involvement in a “fraudulent hedge fund” and “misrepresenting investments as part of a Ponzi scheme. [read post]
13 Oct 2021, 9:18 am
Coral Gables Asset Management was a hedge fund managed by David Coggins, who was sentenced to more than four years in prison in 2021. [read post]
30 Sep 2021, 4:02 am
So putting extra money into your home might not be a bad way to hedge your bets if you’re already maximizing your tax-advantaged accounts. [read post]
28 Sep 2021, 7:35 am
Similarly, CFIUS delayed approving Chinese conglomerate HNA Group’s proposed acquisition of U.S. hedge fund SkyBridge Capital until the parties eventually abandoned the deal. [read post]
28 Sep 2021, 7:32 am
The SEC launched an investigation into United Development Funding IV in 2014 after a hedge fund manager accused the REIT of a Ponzi-like scheme. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
28 Sep 2021, 2:15 am
Scott Wayne Reed Allegedly Made Multiple Unsuitable Investment Recommendations Reed investors should be aware that broker Scott Reed reportedly sold unsuitable investments in private placements, oil and gas investments, hedge funds, and mutual funds. [read post]
24 Sep 2021, 2:46 pm
Attorney Announces $72.6 Million Settlement Of Fraud Lawsuit Against Wells Fargo Bank For Overcharging Foreign Exchange Customers Over Seven Years / Wells Fargo Admits to Overcharging and Providing False Information to Customers, Pays Restitution and Civil Penalties, and Makes Asset Forfeiture Payment (DOJ Release)SEC Charges Transfer Agent and CEO for Violations of Statutory and Regulatory Filing and Records Requirements (SEC Release)SEC Charges Issuer for Fraudulent and Unregistered… [read post]
22 Sep 2021, 5:05 am
In 2014. they were forced by a hedge fund that had purchased the companies’ debt to hire a consultant. [read post]
4 Sep 2021, 8:00 am
Medina Law Group, which obviously can help you with estate planning, legacy planning, the elder law attorney type stuff, the powers of attorney, healthcare, finances, they’re just a lot of moving parts. [read post]
23 Aug 2021, 9:09 am
If you wish to submit a whistleblower complaint to the SEC anonymously, you are required to hire an attorney and include your attorney’s contact information on your TCR form in order to be eligible for a financial award. [read post]
20 Aug 2021, 4:00 am
Inspector General Urges Ethics Review at Federal Election Commission Following ProPublica Report MSN – Jake Pearson (ProPublica) | Published: 8/12/2021 The FEC’s inspector general called on the agency to review its ethics policies and internal controls after a media investigation last year revealed a senior manager openly supported Donald Trump and maintained a close relationship with a Republican attorney who went on to serve as the 2016 Trump campaign’s top… [read post]
11 Aug 2021, 9:26 am
Most 3(c)(1) private equity and hedge funds are impacted; exempt venture capital funds are not impacted. [read post]
30 Jul 2021, 4:00 am
Trade Groups Wrestle with Supporting GOP Lawmakers Who Embrace Trump’s Election Lie MSN – Allan Smith (NBC News) | Published: 7/26/2021 The January 6 Capitol riot forced the sprawling network of Washington, D.C. trade associations, which represent everything from hedge fund managers to construction contractors, to reconsider their political contributions. [read post]
23 Jul 2021, 6:06 am
McIntosh is consulting attorney at Wachtell, Lipton, Rosen & Katz. [read post]
15 Jul 2021, 8:27 pm
This kind of strong arm crap might work in a squabble between hedge funds, but it’s a different matter when dealing with state attorneys general, and the Sacklers attorneys are not doing them any favors with this latest move. [read post]
13 Jul 2021, 8:11 am
Stanton removed CAAT as class representative in June 2020 after it came to light that the investment fund, which claimed to have lost $986,000 in Grupo Televisa’s alleged stock drop, in fact gained $11 million from shares it held in a Canadian hedge fund that had shorted the stock. [read post]
13 Jul 2021, 5:54 am
The SEC alleges the defendant defrauded hedge fund clients by creating fake “performing” loans to replace defaulted loans in order to hide losses. [read post]
13 Jul 2021, 5:30 am
That same in-house attorney did not think I needed my own attorney to represent me. [read post]
