Search for: "Investment Management Advisory Group"
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1 Jul 2022, 1:57 pm
Andrew Langroudi, and Gregory Mazares (Investors)Seed Round funding of more than $1M. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four… [read post]
8 Mar 2019, 9:18 am
If you concerned about your investments, please contact the securities attorneys at The White Law Group for a free consultation at 888-637-5510. [read post]
1 Feb 2017, 6:54 am
Asset Managers (BlackRock; MFS; State Street Global Advisors; TIAA Investments; T. [read post]
11 Jan 2022, 7:10 am
Month - Through 2021 M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 16-December-21GoldMindEmpire Technologies Risk Management Group 16-December-21ContinuityMitratech 14-December-21LegilityConsilioNote: Reported in Moody's Investor Service Announcement on November 12, 2021. [read post]
28 Apr 2017, 8:35 am
The company also offers strategic advisory, asset management, tax-deferred exchange and capital markets solutions. [read post]
1 Jan 2022, 8:20 am
Year M&A+I Data Points Activity By Month (Q4 2021) October – 5 November – 5 December – 4 Activity By Month (Q4 2020) October – 2 November – 2 December – 4 Activity By Month (Q4 2019) October – 2 November – 4 December – 2 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 16-December-21GoldMindEmpire… [read post]
10 Mar 2016, 5:25 pm
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
12 Jul 2016, 6:41 am
Securities and Exchange CommissionMatthew Furman, Executive Vice President and Group General Counsel, Willis GroupCraig Goettsch, Director of Investor Education and Consumer Outreach, Iowa Insurance DivisionWilliam Lee, Senior Vice-President and Chief Investment Officer, New York-PresbyterianHester Peirce, Senior Research Fellow, Mercatus Center at George Mason UniversitySusan Ferris Wyderko, President and CEO, Mutual Fund Directors ForumThe Investor Advisory… [read post]
1 Oct 2021, 8:52 am
(Charts 1 and 2) The investment pulse rate for the three months of Q3 2021 is the same as the investment pulse rate in Q3 2020. [read post]
30 Jul 2018, 6:38 am
According to a report issued by the Investment Adviser Association and ACA Compliance Group, cybersecurity remains the most pressing concern among advisory firms with nearly two-thirds of companies noting an increase in compliance testing with regard to cyber threats. [read post]
8 Jul 2009, 2:39 pm
These roles include, among others, asset management, capital raising, broker-dealer, investment sourcing, research, advisory, cash management and fund administration services. [read post]
13 Apr 2020, 10:50 am
Between November 2015 and August 2017, HSBC allegedly misled its current and prospective advisory clients and didn’t disclose conflicts of interest related to how it compensated its dually registered investment advisor representatives in the firm’s retail banking and wealth management unit, according to the SEC. [read post]
11 Sep 2020, 2:36 pm
As Investment Advisers, Schwartz and RRBB Asset Management Owed A Fiduciary Duty To Their Clients The SEC Complaint makes clear that “[a]s investment advisers, Schwartz and RRBB owed a fiduciary duty to their advisory clients to act for their clients’ benefit, including an affirmative duty of utmost good faith and full disclosure of all material facts, as well as a duty to avoid misleading their advisory clients. [read post]
25 Nov 2012, 9:14 pm
The case doesn’t reveal EM Capital or its advisory business to be a fraud. [read post]
30 Jun 2020, 2:27 pm
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17 [read post]
29 Mar 2020, 7:56 am
(Chart 2) Q1 2020 investment pulse rate appears to be the second-lowest Q1 investment pulse rate in the last five years. [read post]
22 Nov 2009, 9:05 am
Byrd, Managing Director and Corporate Governance Advisory Practice Co-Leader at the Altman Group, with Holly Gregory, Corporate Partner specializing in corporate governance at Weil, Gotshal & Manges, LLP. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley operates under the following names: CITIGROUP INSTITUTIONAL CONSULTING, SMITH BARNEY, PRIVATE PORTFOLIO GROUP, MORGAN STANLEY WEALTH MANAGEMENT, MORGAN STANLEY SMITH BARNEY LLC, GRAYSTONE CONSULTING, CONSULTING GROUP, among others according to its CRD. [read post]
3 Jul 2021, 4:37 am
(Chart 2) The Q2 2021 investment pulse rate (18) appears to be the highest Q2 investment pulse rate at least since 2015. [read post]
1 Apr 2011, 6:01 am
Reams are Corporate Governance Manager and Senior Corporate Governance Analyst, respectively, at the SBA. [read post]
