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22 May 2012, 7:06 am
Securities and Exchange Commission Chair Mary SchapiroOn May 21, 2012... [read post]
22 May 2012, 6:30 am
At the same conference, Chairman Mary Schapiro told reporters that the Commission will address the petition “at some point. [read post]
20 May 2012, 7:11 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
19 May 2012, 5:45 am
SEC Chairman Mary Schapiro (right) and Commissioner Elisse Walter (left). [read post]
17 May 2012, 1:00 pm
On May 22, the banking committee will look into “Implementing Derivatives Reform: Reducing Systemic Risk and Improving Market Oversight” with Securities and Exchange Commission Chairwoman Mary Schapiro and Commodity Futures Trading Commission Chairman Gary Gensler. [read post]
16 May 2012, 6:11 am
Testifying recently before a House Financial Services subcommittee, SEC Chairman Mary Schapiro stated that, because of capacity constraints, proposing a revised mandatory rule on shareholder access to company proxy materials is “not on the Commission’s immediate agenda. [read post]
15 May 2012, 9:14 am
On Tuesday, April 17, 2012, SEC Chairman Mary Schapiro testified before the House Subcommittee on TARP, Financial Services and Bailouts about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
11 May 2012, 4:36 pm
SEC Chairman Mary Schapiro gave a speech at the Investment Company Institute's General Membership Meeting in which she reiterated her position that money market funds need additional regulation: We saw what happened in 2008. [read post]
10 May 2012, 9:30 pm
See related RegBlog post.Securities and Exchange Commission chair Mary Schapiro announced that federal financial regulators will be looking into JPMorgan Chase's estimated $2 billion trading loss. [read post]
8 May 2012, 9:42 am
The SEC’s current proposal, led by Chairman Mary Schapiro, would limit investors’ ability to sell all their funds immediately and change how the funds are priced. [read post]
4 May 2012, 1:58 pm
In a letter to SEC Chair Mary Schapiro, Senator Charles Grassley (R-Iowa) asked the Commission to detail its procedures regarding the protection of sensitive whistleblower information, including any written guidance given to SEC staff. [read post]
4 May 2012, 2:00 am
According to Kevin LaCroix, the research is consistent with prior reports but it also contains some new additional insights which he discusses in detail. 4) Delaware Corporate & Commercial Litigation Blog: Key Delaware Corporate and Commercial Decisions in First 4 Months of 2012 - This post highlights all of the noteworthy corporate and commercial opinions from Delaware’s Supreme Court and Court of Chancery in 2012. 5) Insight: The SEC Has No Immediate Plans to… [read post]
28 Apr 2012, 2:00 am
Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
27 Apr 2012, 6:04 pm
Mary L. [read post]
27 Apr 2012, 10:39 am
Congratulations to Emory University School of Law, where, as announced in passing here, the new dean Robert Schapiro has brought our own Mary Dudziak to the faculty. [read post]
26 Apr 2012, 3:51 pm
In testimony to lawmakers this week, SEC Chairman Mary Schapiro said her agency has no immediate plans to revive a controversial proxy access rule that was struck down by a federal court last July. [read post]
26 Apr 2012, 3:25 pm
However, SEC Chairman Mary Schapiro was quick to point out to the House Oversight Subcommittee on TARP and Financial Services that many of the rules that are written already follow this guidance. [read post]
26 Apr 2012, 3:56 am
Posted in various Practice Areas on the site, this comprehensive "Disclosure Deadlines Handbook" is 103 pages long and addresses these subject areas: - Form 8-K - Periodic Reports - Proxy Materials & Annual Meetings - Smaller Reporting Company Status - Confidential Treatment Requests - Regulation FD - Exchange Act Registration - Public Offerings - Deregistration - Schedule 13D & Schedule 13G - Dividends, Stock Splits & Other Related Corporate Actions SEC Chair… [read post]
25 Apr 2012, 10:52 pm
Key Leaders Agree an SRO Will Result in More Effective Oversight and Stronger Protection for Investors SEC Chairman Mary Schapiro: “I think self-regulatory organizations, with close oversight from the federal government – can bring tremendous value to the protection of investors. [read post]
25 Apr 2012, 1:17 pm
SEC rulemaking teams have been working on the proposed regulations to implement the Jumpstart Our Business Startups Act (JOBS Act), enacted on April 5, 2012, which makes significant changes to the federal securities laws, SEC Chair Mary Schapiro told the House Financial Services Committee. [read post]
