Search for: "Metlife Inc"
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12 May 2015, 3:30 pm
Inc. 90271J184 UBS Trigger Phoenix Autocallable Optimization Securities linked to Research In Motion, Ltd. 90271J176 UBS Trigger Phoenix Autocallable Optimization Securities linked to Chesapeake Energy Corp. 90271J127 UBS Trigger Phoenix Autocallable Optimization Securities linked to Citigroup 90271H873 UBS Trigger Phoenix Autocallable Optimization Securities linked to Chesapeake Energy Corp. 90271J143 UBS Trigger Phoenix Autocallable Optimization Securities linked to Anadarko Petroleum… [read post]
28 May 2014, 5:49 am
From 2005 to January 2008, Miron was associated with MetLife Securities Inc. [read post]
9 Nov 2015, 7:21 am
From October 2002 until March 2009, Mohlman was associated with MetLife Securities Inc. [read post]
29 Aug 2011, 5:01 pm
Among the institutional investors to benefit from the settlement are BlackRock, Inc., PIMCO, Metlife, Inc., the Federal Reserve Bank of New York, and Goldman Sachs. [read post]
9 Sep 2015, 6:17 am
Thereafter, from September 2009, until February 2011, Sabourin was registered as a broker with MetLife Securities Inc. [read post]
14 Dec 2014, 3:55 pm
Is the bloom finally off the rose for structured settlement secondary market leader JGWPT Holdings, Inc. [read post]
2 Aug 2023, 7:22 am
He serves as director at three companies—United States Steel Corp., MetLife Inc., and Lockheed Martin Corp. [read post]
12 May 2015, 2:47 pm
Penney Co., Inc. 17316G883 Citigroup ELKS based upon the American Depository Shares representing the Class A Ordinary Shares of Baidu, In 17316G792 Citigroup ELKS Based Upon the Common Stock of JDS Uniphase Corporation 17316G842 Citigroup ELKS Based Upon the Common Stock of General Electric Company 17316G859 Citigroup ELKS Based Upon the Common Stock of Chesapeake Energy Corp. 17316G867 Citigroup ELKS based upon the common stock of American Express Co. 17316G776 Citigroup ELKS linked to… [read post]
2 May 2011, 11:23 pm
Paul Richard Soto, formerly with Metlife Securities Inc. in Sacramento, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with a finding that he exercised discretions in customer accounts without written authorization from his firm. [read post]
20 Mar 2014, 9:54 am
Hairfield IRA Centaurus Financial, Inc. [read post]
19 Aug 2022, 7:33 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Eddy Chou Ameriprise Financial Services, LLC Wells Fargo Clearing Services, LLC Kara Gagnon Global Atlanticv Distributors, LLC MetLife Investors Distribution Company Johana Jimenez Igor Kislitsa PFS Investments Inc. [read post]
23 Aug 2010, 4:15 am
Last week, after more than a year of drafting following oral argument, and nearly two years after the original District Court order, a Third Circuit panel (Chief Judge Scirica and Judges Fisher and Greenberg) issued their magnum opus on pleading Section 1 antitrust violations after Twombly and RICO Act "enterprises" after Boyle in the consolidated Multi-District Litigation In re: Insurance Brokerage Antitrust Litigation. [read post]
21 Jul 2010, 2:35 pm
New York-based insurer MetLife estimates the total costs of elder fraud comes to more than $2.6 billion a year. [read post]
16 Sep 2014, 8:36 am
According to their FINRA Broker Reports, Birli and Chapin were employed by Metlife Securities, Inc. prior to FINRA’s enforcement action. [read post]
2 Jun 2009, 1:06 am
The Ronald Reagan Presidential Foundation Inc. [read post]
24 Mar 2022, 8:45 am
Prior to working for Ninepoint Advisors, Salamah was reportedly affiliated with the following firms during his career, among others, according to FINRA: 08/20/2010 – 02/07/2013, MORGAN STANLEY (CRD#:149777), ROCKFORD, IL, 02/11/2005 – 09/02/2010, METLIFE SECURITIES INC. [read post]
26 Mar 2012, 8:50 am
MetLife ended sales of long term care polices in 2010. [read post]
11 Apr 2014, 6:00 am
In 2001, Meyers became associated with Metlife Securities Inc. [read post]
14 Dec 2011, 6:34 pm
According to MetLife Inc. in June, older Americans are bilked of $2.9 billion annually by relatives, businesses, and strangers. [read post]
26 Aug 2010, 12:28 pm
The article tells us that the New York Attorney General has opened a fraud investigation and subpoenaed insurers including MetLife Inc. and Prudential Financial Inc.The NAIC says, "Allowing the life insurance companies to default to retained asset accounts is just not acceptable," "How any consumer advocate, which is what an insurance commissioner is suppose to be, could allow a default to a retained asset account raises serious concerns ... about who is protecting… [read post]
