Search for: "Pinnacle Security" Results 181 - 200 of 240
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23 Mar 2011, 4:59 am by Rob Robinson
eDiscovery News Content and Considerations Agent’s Spoliation Results in Serious Sanctions – http://tinyurl.com/4k7ct6u (K&L Gates) Another “Fox Guarding the Hen House” Case Shows the Dangers of Self-Collection - http://tinyurl.com/4kvo7mx (Ralph Losey) Bad Faith or Culpability ‘May Not Mean Evil Intent, May Simply Signify Responsibility and Control – http://tinyurl.com/4as7vsw (K&L Gates) Calendar Snafu Leads to Default Entered Against Wachovia in… [read post]
27 Feb 2011, 9:47 am by admin
Title XVIII of the Social Security Act, Section 1833 (e) prohibits Medicare payment for any claim which lacks the necessary information to process the claim. [read post]
4 Jan 2011, 2:36 pm by Michael Kaplen
Brain injury and brain damage can and does frequently take place without physical contact and these helmets and manufacturer’s safety claims have created a false sense of security. [read post]
16 Dec 2010, 2:41 am by Richard Schlueter
This may be been provided to you in order to assist you in getting through X-ray security screenings. [read post]
7 Dec 2010, 11:53 am
FINRA is seeking the order based on belief that customer harm and depletion of customer assets will likely continue before a formal disciplinary proceeding against Pinnacle and Alfaro can be completed.andnbsp; In its related underlying complaint against Pinnacle Partners and Alfaro, FINRA alleges that from August 2008 to the present Alfaro and Pinnacle have operated a andquot;boiler roomandquot; in which numerous brokers place thousands of cold calls every week to solicit… [read post]
6 Dec 2010, 12:40 pm by David Cosgrove
FINRA alleges that, among other things, Pinnacle was selling private placements in unregistered security interests in oil and gas ventures. [read post]
3 Dec 2010, 1:08 pm by Securites Lawprof
FINRA announced today that it filed a notice seeking a Temporary Cease and Desist Order (TCDO) against San Antonio-based brokerage Pinnacle Partners Financial Corporation and its President, Brian K. [read post]
10 Nov 2010, 3:56 pm by Jim Walker
But the new law makes only passing mention of fire safety issues, even though "the most serious event that can happen on a cruise ship is a main space fire, which is what happened on the Splendor," said Mark Gaouette, former director of security for Princess Cruises and author of the recently released "Cruising for Trouble. [read post]
10 Nov 2010, 8:00 am by Lucas A. Ferrara, Esq.
The new tarmac delay rule prohibits U.S. airlines operating domestic flights from permitting an aircraft to remain on the tarmac for more than three hours without deplaning passengers, with exceptions allowed only for safety or security or if air traffic control advises the pilot in command that returning to the terminal would disrupt airport operations. [read post]
11 Oct 2010, 3:32 pm
Gerry and I cut out before we got pesty, thinking that we had just reach the pinnacle of "near brushes. [read post]
1 Oct 2010, 4:43 pm by Steve Matthews
Arizona family firm Nirenstein Garnice Soderquist PLC announced the relocation of their Scottsdale office to the Pinnacle IV building with photos of the new premises. [read post]
10 Sep 2010, 3:28 am by Jacob Katz Cogan
For example, the judgment adds little to the debate concerning the balancing of human rights and international security, other than in the closed framework of the Community legal order. [read post]
9 Sep 2010, 12:36 pm by Joel Beck
  The SEC's release noted that, "The SEC's order finds that Pinnacle willfully violated Section 17(a) of the Securities Exchange Act of 1934 and Rule 17a-8 thereunder, which require a broker-dealer to comply with the reporting, recordkeeping and record retention requirements in regulations implemented under the BSA, including the requirements in the CIP rule applicable to broker-dealers. [read post]
1 Sep 2010, 1:25 pm by Securites Lawprof
The SEC charged Pinnacle Capital Markets LLC with failing to comply with an anti-money laundering (AML) rule that requires broker-dealers to identify and verify the identities of its customers and document its procedures for doing so. [read post]
13 Aug 2010, 6:00 am by Lucas A. Ferrara, Esq.
ATTORNEY GENERAL CUOMO REACHES AGREEMENT WITH SECURITY COMPANY THAT TRICKED HOMEOWNERS INTO SIGNING CONTRACTS Pinnacle Security Group Must Pay Restitution and Penalties and Reform Company Practices Yesterday, Attorney General Andrew Cuomo announced a settlement with Pinnacle Security Group, LLC ("Pinnacle"), a Utah-based home security company that used deceptive door-to-door sales tactics to trick New York homeowners into… [read post]
9 Aug 2010, 9:00 am by Michael McCann
Tim Lavin thought his NFL ties would help secure business for his company, Mad Dog Promotional Products. [read post]
11 Jul 2010, 1:12 pm by lawmrh
., Pinnacle Tracking Poll, show a majority disagrees with lifetime appointments for Supreme Court. [read post]
7 Jun 2010, 2:47 am by Sam E. Antar
At least we have securities laws, though, in too many cases unenforced securities laws, governing deceitful corporate conduct towards investors. [read post]
22 May 2010, 6:20 pm
" In this duality, the book reports on class action securities lawyer William Lerach's simultaneous climb to pinnacle of his civil law niche in pursuit of Enron, while descending to the nadir of the criminal law as the target of the federal investigation that ultimately led to his felony conviction and substantial prison time.Since Lerach cooperated with the writers, the book provides many fascinating details that an "unauthorized" book would not. [read post]