Search for: "Raymond & Associates LLC" Results 181 - 200 of 224
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding. [read post]
7 Feb 2010, 6:45 am by Mark J. Astarita, Esq.
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding.The award does not provide any detail of the case, but ordered 10,500,000 in compensatory damages, 1,500,000 in attorneys fees and costs. [read post]
1 Feb 2010, 9:25 am
  The American Medical Association has determined that physicians not licensed in the US who participate in this CME activity are eligible for AMA PRA Category 1 Credit. [read post]
1 Feb 2010, 9:25 am
  The American Medical Association has determined that physicians not licensed in the US who participate in this CME activity are eligible for AMA PRA Category 1 Credit. [read post]
13 Dec 2009, 8:58 pm by smtaber
— Seth Borenstein, The Associated Press, December 6, 2009 With the world losing the battle against global warming so far, experts are warning that humans need to follow nature’s example: Adapt or die. [read post]
2 Dec 2009, 7:49 am by Page Perry LLC
For example, last month, Raymond James & Associates Inc. increased its top deal to 100% of a rep's previous year's fees and commissions, from 80%, according to the article. [read post]
3 Nov 2009, 5:30 pm
- Glastonbury attorney Kane Bennett of Raymond & Bennett LLC on his Connecticut Business Litigation Blog Cooperation is the only post-sentencing game in town - New Jersey lawyer Alain Leibman on Fox Rothschild's White Collar Defense & Compliance New Case Clarifies Transfers to Disabled Children Exeception to Mediciad Penalties - New Jersey attorney Deirdre Wheatley-Liss of Fein, Such, Kahn & Shepard on her New Jersey Estate Planning… [read post]
29 Oct 2009, 3:22 pm
After all, FINRA is the former "National Association of Securities Dealers," not the National Association of Securities Investors. [read post]
30 Sep 2009, 3:49 pm by Brett Alcala
Stephen Timothy Crawford formerly of Unionbanc Investment Services, LLC in San Diego, California, was fined and barred from association with any FINRA member in any capacity for two years for allegedly borrowing money from customers. [read post]
3 Sep 2009, 1:24 am
District Judge Vanessa Bryant ruled on Aug. 27 that Boehringer Ingelheim Pharmaceuticals Inc. violated the Age Discrimination in Employment Act by forcing Robert Raymond, chief patent counsel and vice president for intellectual property, to retire at age 65 in 2004. [read post]
31 Jul 2009, 3:49 pm
The Connecticut Business Litigation Law Blog is authored by Glastonbury attorney Kane Bennett of Raymond & Bennett LLC. [read post]
9 Jan 2009, 7:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
31 Dec 2008, 11:28 am by The Chair
The election of the 2009 governing board of the New Lawyers Section of the Maine State Bar Association is now closed. [read post]