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26 Jan 2012, 12:40 am
The Securities and Exchange Commission (SEC) has provided a timeframe for when it intends to issue new rules implementing sections of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
23 Feb 2012, 8:09 am by Frank Sperduti
Frank Sperduti, Senior Partner at BLG LLP, has approximately 20 years of experience with Ontario’s expropriation legislation. [read post]
29 Feb 2012, 1:52 pm by Frank Sperduti
Of course, claims available include fair market value, but the Act goes much further, explains Frank Sperduti, Senior Partner at BLG LLP. [read post]
26 Jan 2022, 8:09 am
Sorry, I don't read that sort of comic book (though I am a big fan of a certain sort of comic book).I'm glad Frank Zappa isn't the source of the quote "the world is rudderless. [read post]
5 Jul 2010, 1:39 pm by James Hamilton
The floor debates and statements on June 30, 2010, the day the House passed the Dodd-Frank Act, yielded two significant statements by two senior members of the Financial Services Committee on Sec 913 of the Act. [read post]
11 Jul 2011, 8:55 am by Jay Fishman
An advisory release issued by the Missouri Securities Division sumarizes the Dodd-Frank Act provisions pertaining to mid-sized investment advisers and to investment advisers to private funds as the July 21st effective date for SEC adopted advisory rules approaches. [read post]
31 Jul 2009, 7:26 pm by Matthew E
Ted Frank writes here that To date, there is no evidence that the spam was connected to Ameritrade, or that a breach of Ameritrade data security that released home addresses for its customers has resulted in any harm, despite Ameritrade seeding databases with dummy spam-catcher e-mail addresses, and multiple analyses of whether identity theft had […] [read post]
31 Oct 2011, 9:37 am by uwlegalscholarship
This Symposium focuses on both the policy and practical implications of implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. mf [read post]
19 Jun 2008, 11:21 pm
The principle of disclosure includes where a party is required to make full and frank disclosure of their financial circumstances in a timely manner [read post]
19 Oct 2011, 6:47 pm by Glenn Reynolds
FROM THE DEPARTMENT OF SELF-SERVING CONTRADICTIONS: Politico: Barney Frank supports protesters, raises Wall St. cash. [read post]
22 Jun 2015, 6:14 pm
"Exposing class action objectors: Lieff Cabraser, Ted Frank in 'lurid' dispute. [read post]
26 Aug 2017, 2:06 pm
"New SCOTUS brief in Dodd-Frank whistleblower case: SEC doesn't deserve deference. [read post]
15 Jul 2010, 1:40 pm by laborprof lpb
Thanks to Jason Zuckerman at the Whistleblower Law Blog for heads up on this informative post: Dodd-Frank Bill Provides Robust Whistleblower Protections. [read post]