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8 Dec 2021, 12:41 am
The government proposes: excluding funding from liquidity insurance facilities within the Sterling Monetary Framework from counting towards the funding limit calculation; that cash received from repurchase agreements of level 1 High-Quality Liquid Assets, as defined in the PRA rulebook, be excluded from the funding limit calculation; that the senior non-preferred debt instruments held for Minimum Required Eligible Own Funds and Liabilities purposes are also excluded from the funding limit; raising… [read post]
20 Jan 2012, 6:48 pm
Now, as Broc Romanek reports, a federal district court has bounced one of these law suits: In a decision reaffirming directors' authority to determine executive compensation, the United States District Court for the District of Oregon has ruled that a suit against bank directors arising out of a negative "say on pay" vote should be dismissed. [read post]
16 Oct 2007, 5:15 am
Previously, this Blog has undertaken substantial commentary on the two SEC proposals (see here and here ) dealing with shareholder access to the company's proxy statement for bylaws relating to the election of directors. [read post]
26 Mar 2010, 1:21 pm
If a director fails to win a majority of the vote in an uncontested election, the director must tender his or her resignation to the board. [read post]
27 Aug 2020, 8:07 am
In some cases, TD Bank had new customers sign the bank’s overdraft notice with the “enrolled” option pre-checked. [read post]
19 Mar 2014, 7:44 pm
Directors welcomed efforts to explore the establishment of a sovereign wealth fund, which could be an important complement to the fiscal framework. [read post]
7 Nov 2016, 2:47 pm
The policy must be reviewed at least annually by the Covered Entity’s board of directors and approved by a senior officer. [read post]
28 Jun 2012, 5:00 am
Compensation issues raise questions about the role of the board of directors. [read post]
21 Dec 2009, 6:45 am
The proposed rules would have required this disclosure to, in addition, address how these factors related to directors’ service on board committees. [read post]
3 Mar 2019, 9:06 am
As discussed in a prior post, in April 2017, following an independent board investigation, the bank imposed compensation clawbacks totaling over $180 million on certain former bank executives for their involvement in the fraudulent account scandal. [read post]
3 Mar 2019, 9:06 am
As discussed in a prior post, in April 2017, following an independent board investigation, the bank imposed compensation clawbacks totaling over $180 million on certain former bank executives for their involvement in the fraudulent account scandal. [read post]
23 Oct 2012, 3:52 am
The physician does not have control of anything, not even the practice’s bank account. [read post]
4 Mar 2018, 12:00 am
According to the Complaint, Chang served as the Chief Executive Officer, Chairman of the Board, and President of Alliance Fiber Optic Products, Inc. [read post]
4 Mar 2020, 9:24 am
Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board. [read post]
3 Aug 2018, 12:35 pm
Visit our Events Calendar to learn about upcoming national security events, and check out relevant job openings on our Job Board. [read post]
21 Jun 2012, 7:37 pm
"Dodd-Frank effectively gives unlimited regulatory power to this so-called Consumer Financial Protection Board ... with a director who is not accountable to Congress, the President or the Courts. [read post]
25 Feb 2014, 7:52 pm
Mubadala is operated through a board of directors which is responsible to its sole shareholder. [read post]
14 Feb 2022, 10:13 am
The event will feature a keynote discussion on the cutting edge applications of digital currencies in Asia with Mu Changchun of the People’s Bank of China, and will be followed by an expert panel discussion. [read post]
21 Jun 2010, 6:22 pm
· Independent Boards: Requires at least half the members of NRSRO boards to be independent, with no financial stake in credit ratings. [read post]
4 Jul 2015, 1:00 am
For example, the board did not complete, or contract with an independent accountant to complete, an annual audit of the district’s records.http://www.osc.state.ny.us/localgov/audits/firedists/2015/pultneyville.pdf Waterford Volunteer Fire DistrictThe board ensured that the controls over the cash disbursement process were adequate and auditors did not find any questionable bank withdrawals or payments.… [read post]
