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13 Mar 2019, 9:00 am
” The story notes that Canada’s payouts are different than those offered by the SEC, which pays 10 percent to 30 percent of resulting recoveries over $1 million. [read post]
4 Aug 2023, 9:31 am
Whistleblower awards can range from 10 to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
21 Jun 2023, 10:40 am
” Through the CFTC Whistleblower Program, qualified whistleblowers, individuals who voluntarily provide original information that leads to a successful enforcement action, are entitled to a monetary award of 10-30% of the funds collected by the government. [read post]
11 Sep 2015, 9:18 pm
N.J.S.A. 2C:25-19(a) (10). [read post]
21 Sep 2016, 4:42 am
These cases are of interest to issuers as well as auditors because the auditors’ violations caused the companies involved to violate Section 13(a) of the Exchange Act and Rule 13a-1, which require public companies to file Forms 10-K with financial statements that have been audited by independent accountants. [read post]
17 Oct 2011, 2:27 pm
On October 10-12, 2011, the Council of Europe’s Bureau of the Consultative Committee of the Convention for the Protection of Individuals with regard to the Automatic Processing of Personal Data (known as the “T-PD-Bureau”) met in Strasbourg, France, to discuss, among other things, amending the Council of Europe’s Convention 108 and Additional Protocol. [read post]
6 Apr 2020, 10:50 am
Whistleblower awards can range between 10 and 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
22 Aug 2023, 1:44 pm
The post Hong Kong court refuses 1/3 prison sentence reduction for National Security Law offender appeared first on JURIST - News. [read post]
11 Jan 2012, 10:00 am
No. 12011064 (posted Jan. 10, 2012) [read post]
3 Oct 2008, 10:59 am
The Center particularly welcomes applications from individuals interested in pursuing careers in legal academia. [read post]
14 Jun 2010, 10:50 am
This is a depression, and nobody, whether small business or individual, needs to be ashamed to file a bankruptcy. [read post]
28 Apr 2021, 6:26 am
Some of the files had been exposed as early as November 5, 2020, but WDOH did not discover the incident until March 10, 2021. [read post]
23 Apr 2012, 8:03 am
Prong (1) and (3) are met, particularly with the fibromyalgia, but does Samper meet prong (2)? [read post]
26 Jun 2021, 9:00 am
Since the 2021 fiscal year began on October 1, 2020, the SEC has awarded approximately $376 million to 73 individuals – both fiscal year records. [read post]
2 Sep 2011, 8:39 am
For example, a 1 percentage point difference in fees can reduce retirement benefits by nearly 20 percent. [read post]
25 May 2021, 9:27 am
Through the CFTC Whistleblower Program, qualified whistleblowers, individuals who voluntarily provide original information which leads to a successful enforcement action, are entitled to a monetary award of 10-30% of funds recovered by the government in the action. [read post]
20 Jan 2011, 1:02 pm
Issuers not registered as securities dealers and who do not sell securities by or through a registered securities dealer would file a sworn notice on Texas Form 133.29, Intrastate Exemption Notice for Sales Under Regulation 109.13(l), not less than 10 business days before any sale exempt under this exemption is consummated in whole or in part to individual accredited investors. [read post]
17 Feb 2022, 11:07 am
Mary’s County in order to purchase narcotics from the defendant on March 1, 2021. [read post]
5 Aug 2022, 11:34 am
” Through the SEC and CFTC whistleblower programs, qualified whistleblowers, individuals who voluntarily provide the agency with original information that leads to a successful enforcement action, are entitled to monetary awards of 10-30% of the funds collected in the enforcement action. [read post]
11 Oct 2011, 9:53 am
Carolyn Maloney (R-NY) that would have required the issuer of the securities to give the SEC notice of the issuance and required the SEC, in turn, to make the notice available to state securities regulators.Specifically, HR 2930 would provide a crowdfunding exemption to SEC registration requirements for firms raising up to $5 million, with individual investments limited to $10,000 or 10 percent of an investor’s income. [read post]
